DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| FISHER INVESTMENTS independent RIA | $387B | +29% | 2,956 | $131M | 86% | 85% | 67 | 12 | 4 |
| CREATIVE PLANNING independent RIA | $296B | +36% | 1,166 | $253M | 62% | 89% | 75 | 151 | 5 |
| FOCUS PARTNERS WEALTH, LLC independent RIA | $182B | +90% | 1,044 | $174M | 86% | 91% | 58 | 113 | 26 |
| CERITY PARTNERS LLC independent RIA | $162B | +32% | 739 | $219M | 71% | 94% | 34 | 67 | 10 |
| MERCER GLOBAL ADVISORS INC. independent RIA | $84B | +40% | 750 | $113M | 92% | 91% | 47 | 258 | |
| CRESSET ASSET MANAGEMENT, LLC independent RIA | $79B | +27% | 211 | $374M | 89% | 100% | 22 | 25 | 145 |
| IEQ CAPITAL, LLC independent RIA | $57B | +60% | 196 | $290M | 100% | 100% | 20 | ||
| SAVANT WEALTH MANAGEMENT independent RIA | $56B | +71% | 399 | $139M | 88% | 68% | 58 | 66 | |
| BEACON POINTE ADVISORS, LLC independent RIA | $55B | +38% | 470 | $117M | 90% | 88% | 63 | 90 | 5 |
| MAI CAPITAL MANAGEMENT, LLC independent RIA | $52B | +76% | 306 | $170M | 66% | 81% | 51 | 30 | 33 |
| EP WEALTH ADVISORS independent RIA | $45B | +27% | 335 | $135M | 93% | 41% | 59 | 36 | 1 |
| LIDO independent RIA | $43B | +46% | 318 | $134M | 90% | 96% | 41 | 46 | 22 |
| WEALTHSPIRE ADVISORS independent RIA | $34B | +33% | 237 | $145M | 97% | 95% | 41 | 27 | |
| CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS independent RIA | $34B | +39% | 65 | $521M | 63% | 96% | 66 | 11 | 3 |
| SEQUOIA FINANCIAL GROUP, L.L.C. independent RIA | $32B | +40% | 259 | $124M | 93% | 83% | 43 | 39 | 17 |
| &PARTNERS independent RIA | $30B | +114% | 541 | $55.9M | 68% | 55% | 100 | 123 | |
| HB WEALTH independent RIA | $30B | +62% | 167 | $181M | 77% | 94% | 29 | 12 | |
| WAVERLY ADVISORS, LLC independent RIA | $30B | +85% | 224 | $133M | 71% | 82% | 58 | 49 | 19 |
| UNITED CAPITAL FINANCIAL ADVISORS independent RIA | $25B | +43% | 164 | $150M | 84% | 53% | 151 | 47 | |
| INTEGRATED WEALTH CONCEPTS LLC independent RIA | $24B | +25% | 477 | $49.4M | 97% | 70% | 61 | 121 | |
| BRIGHTON JONES LLC independent RIA | $19B | +26% | 160 | $118M | 94% | 99% | 22 | 34 | 5 |
| INDEPENDENT ADVISOR ALLIANCE, LLC independent RIA | $17B | +22% | 303 | $56.9M | 95% | 73% | 139 | 141 | |
| MISSION WEALTH MANAGEMENT, LP independent RIA | $17B | +39% | 136 | $125M | 98% | 96% | 39 | 30 | |
| FARTHER independent RIA | $16B | +172% | 327 | $49.0M | 89% | 74% | 45 | 8 | |
| CONCURRENT INVESTMENT ADVISORS, LLC independent RIA | $16B | +59% | 280 | $56.2M | 100% | 74% | 47 | 73 | |
| BALLENTINE PARTNERS independent RIA | $15B | +28% | 90 | $170M | 97% | 100% | 5 | 9 | |
| CW ADVISORS, LLC independent RIA | $15B | +64% | 97 | $157M | 95% | 90% | 66 | 25 | 4 |
| ONEPOINT BFG WEALTH PARTNERS independent RIA | $15B | +50% | 120 | $126M | 95% | 87% | 70 | 24 | |
| FREESTONE CAPITAL MANAGEMENT, LLC independent RIA | $15B | +27% | 62 | $235M | 78% | 74% | 47 | 5 | 14 |
| COLDSTREAM WEALTH MANAGEMENT independent RIA | $14B | +33% | 139 | $100M | 87% | 94% | 30 | 10 | 1 |
| ALPHACORE CAPITAL LLC independent RIA | $13B | +201% | 65 | $199M | 96% | 93% | 61 | 31 | |
| VALEO FINANCIAL ADVISORS, LLC independent RIA | $13B | +22% | 108 | $120M | 98% | 97% | 28 | 17 | |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER independent RIA | $13B | +20% | 365 | $35.0M | 96% | 45% | 82 | 210 | |
| BROOKSTONE CAPITAL MANAGEMENT LLC independent RIA | $13B | +22% | 332 | $38.4M | 99% | 13% | 165 | 272 | |
| ADVISORS CAPITAL MANAGEMENT, LLC independent RIA | $12B | +29% | 59 | $207M | 93% | 56% | 302 | 24 | |
| NORTHROCK PARTNERS, LLC independent RIA | $12B | +85% | 92 | $132M | 99% | 91% | 52 | 25 | 1 |
| LNW independent RIA | $12B | +59% | 59 | $207M | 87% | 98% | 18 | 5 | 3 |
| SOLTIS INVESTMENT ADVISORS, LLC independent RIA | $12B | +44% | 81 | $149M | 57% | 94% | 63 | 20 | |
| HUB INVESTMENT PARTNERS, LLC independent RIA | $12B | +32% | 117 | $102M | 61% | 75% | 47 | 29 | |
| APOLLON WEALTH MANAGEMENT, LLC independent RIA | $12B | +50% | 143 | $80.9M | 96% | 83% | 58 | 52 | |
| PERIGON WEALTH MANAGEMENT, LLC independent RIA | $11B | +30% | 94 | $120M | 82% | 80% | 58 | 42 | |
| APELLA WEALTH independent RIA | $11B | +107% | 92 | $120M | 95% | 90% | 88 | 38 | |
| PURE FINANCIAL ADVISORS, LLC independent RIA | $11B | +38% | 90 | $123M | 100% | 84% | 83 | 14 | |
| MODERN WEALTH MANAGEMENT, LLC independent RIA | $11B | +77% | 159 | $68.6M | 88% | 66% | 72 | 23 | |
| PLANCORP, LLC independent RIA | $11B | +36% | 52 | $205M | 88% | 96% | 43 | 13 | |
| ADVISORY SERVICES NETWORK independent RIA | $11B | +23% | 248 | $42.7M | 97% | 37% | 50 | 118 | |
| FOUNDATIONS INVESTMENT ADVISORS LLC independent RIA | $10B | +41% | 298 | $33.9M | 100% | 53% | 99 | 86 | |
| HANTZ FINANCIAL SERVICES, INC. independent RIA | $10B | +28% | 399 | $25.1M | 99% | 45% | 59 | 21 | |
| F L PUTNAM INVESTMENT MANAGEMENT CO. independent RIA | $9.7B | +26% | 78 | $125M | 78% | 93% | 36 | 15 | |
| HARBOUR INVESTMENTS, INC. independent RIA | $9.6B | +27% | 247 | $38.9M | 96% | 28% | 121 | 138 | |
| COMPOSITION WEALTH, LLC independent RIA | $9.5B | +41% | 79 | $120M | 91% | 60% | 48 | 20 | |
| RITHOLTZ WEALTH MANAGEMENT independent RIA | $9.4B | +36% | 57 | $165M | 94% | 91% | 73 | 15 | |
| AMERICANA PARTNERS, LLC independent RIA | $9.1B | +50% | 53 | $172M | 77% | 97% | 31 | 12 | 9 |
| KINGSVIEW WEALTH MANAGEMENT, LLC independent RIA | $9.0B | +33% | 116 | $77.2M | 95% | 35% | 105 | 47 | |
| ROBERTSON STEPHENS independent RIA | $8.8B | +23% | 71 | $123M | 81% | 95% | 31 | 27 | |
| ONE CAPITAL MANAGEMENT, LLC independent RIA | $8.5B | +22% | 64 | $133M | 63% | 85% | 54 | 13 | |
| SAGESPRING WEALTH PARTNERS independent RIA | $8.5B | +31% | 123 | $69.0M | 99% | 60% | 94 | 12 | |
| EMPIRICAL WEALTH MANAGEMENT independent RIA | $8.4B | +26% | 69 | $122M | 98% | 97% | 35 | 18 | 1 |
| ELEVATION POINT WEALTH PARTNERS, LLC independent RIA | $8.3B | +240% | 56 | $148M | 98% | 79% | 87 | 14 | |
| CAPITAL INVESTMENT ADVISORS, LLC independent RIA | $8.2B | +30% | 59 | $139M | 100% | 78% | 102 | 7 |
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125 practices match (Multi-office growth platform). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.