DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Veritrust Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Quincy Deearl CaldwellRidgeway Conger Advisory Services otherVeritrust Financial, LLC otherOtherJun 4, 2013Apr 9, 2013
Judith Angela ZeiglerNational Planning Corporation ("Npc Of America" In Fl & Ny) otherVeritrust Financial, LLC otherOtherOct 29, 2012Oct 25, 2012
Paul Joseph JacobsWaddell & Reed otherVeritrust Financial, LLC otherOtherDec 7, 2011Dec 9, 2011
Quincy Deearl CaldwellWestpark Wealth Advisors, Inc. otherVeritrust Financial, LLC otherOtherMar 22, 2011Mar 22, 2011
Hector Noe HinojosaNew England Securities Corporation otherVeritrust Financial, LLC otherOtherJan 6, 2011Apr 27, 2011 (111 d)
Dena Jean McsherryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVeritrust Financial, LLC otherOtherNov 16, 2010Apr 3, 2012 (504 d)
Richard Gary LucasUSA Financial Securities LLC otherVeritrust Financial, LLC otherOtherSep 7, 2010Sep 3, 2010
Mark Allen TownsendScf Securities, Inc. unclassifiedVeritrust Financial, LLC otherOtherJul 9, 2010Jun 20, 2012 (712 d)
Marc Christopher HelfrichUSA Financial Securities LLC otherVeritrust Financial, LLC otherOtherJul 9, 2010Jul 8, 2010
Idolina Maria ShumwayUSA Financial Securities LLC otherVeritrust Financial, LLC otherOtherJun 30, 2010Jun 29, 2010
Richard Edward BentelWaddell & Reed otherVeritrust Financial, LLC otherOtherFeb 8, 2010Feb 26, 2010
Wade Thomas UlothAmeriprise Financial Services, LLC national BDVeritrust Financial, LLC otherOtherOct 7, 2009Dec 2, 2009 (56 d)
Terry Albert PasqualeWaddell & Reed otherVeritrust Financial, LLC otherOtherJan 5, 2009Jan 5, 2009
James William SniderWaddell & Reed otherVeritrust Financial, LLC otherOtherOct 3, 2007Oct 1, 2007
Katherine Jean MorrisWaddell & Reed otherVeritrust Financial, LLC otherOtherJan 11, 2007Jan 10, 2007
Chantal BalcomCetera Advisors LLC otherVeritrust Financial, LLC otherOtherJul 6, 2005Jun 22, 2005
Timothy Frank McfallCetera Advisors LLC otherVeritrust Financial, LLC otherOtherMay 27, 2005May 4, 2005
David Wayne MartinQa3 Financial LLC unclassifiedVeritrust Financial, LLC otherOtherJun 22, 2004Nov 1, 2004 (132 d)
Constantin Dragomir BrancovPmg Asset Management Inc unclassifiedVeritrust Financial, LLC otherOtherJul 7, 2003Apr 24, 2008 (1753 d)
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19 moves match.