DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cjm Wealth Advisers, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Harney | Commonwealth Financial Network national BD | Cjm Wealth Advisers, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2026 | Feb 4, 2026 |
| Mary J Price | Wealthspire Advisors independent RIA | Cjm Wealth Advisers, Ltd. independent RIA | RIA to RIA | Mar 3, 2025 | Dec 12, 2025 (284 d) |
| Karen Nicole Blair | Cassaday & Company, Inc. independent RIA | Cjm Wealth Advisers, Ltd. independent RIA | RIA to RIA | Feb 20, 2025 | Mar 25, 2025 (33 d) |
| Lisa Ann Brandau | Osaic Fa, Inc. BD affiliated | Cjm Wealth Advisers, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2018 | Feb 21, 2020 (592 d) |
| Jessica Rada Ness | Glassman Wealth Services, LLC other | Cjm Wealth Advisers, Ltd. other | Other | Apr 28, 2014 | Oct 22, 2014 (177 d) |
| Patrick Joseph Mcgonigle | Spc Financial Inc other | Cjm Wealth Advisers, Ltd. other | Other | Jun 18, 2013 | Jun 18, 2013 |
| Parker Gerard Trasborg | Waddell & Reed other | Cjm Wealth Advisers, Ltd. other | Other | Nov 15, 2010 | Mar 7, 2014 (1208 d) |
| David Deforest Greene | Valmark Advisers, Inc. other | Cjm Wealth Advisers, Ltd. other | Other | Feb 1, 2006 | Feb 21, 2006 |
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8 moves match.