DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Investec Wealth Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Goott | Investec Wealth Strategies independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jan 28, 2022 | Feb 22, 2022 |
| Daniel Ryan Goott | Investec Wealth Strategies independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jan 28, 2022 | Feb 22, 2022 |
| Jonathan Rowe Salvato | Investec Wealth Strategies independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jan 28, 2022 | Feb 22, 2022 |
| Aurora Margarita Barcenas | Investec Wealth Strategies independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2022 | Apr 7, 2022 (69 d) |
| Douglas F Garrison | Investec Wealth Strategies independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jan 28, 2022 | Feb 22, 2022 |
| Liem Thanh Hoang | Investec Wealth Strategies independent RIA | Owlfa LLC unclassified | Other | Mar 11, 2021 | Jul 6, 2021 (117 d) |
| Charles Chester Mcrae | Investec Wealth Strategies independent RIA | Autumn Lane Advisors, LLC independent RIA | RIA to RIA | Jan 29, 2020 | Mar 20, 2020 (51 d) |
| Clark Monroe Blackman | Investec Wealth Strategies other | Alpha Wealth Strategies, LLC other | Other | Dec 31, 2006 | Jul 17, 2012 (2025 d) |
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8 moves match.