DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Banco Do Brasil Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Karla Goncalves Silva | Raymond James & Associates, Inc. national BD | Banco Do Brasil Securities LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 12, 2026 | Feb 18, 2026 (37 d) |
| Ana Regina Mota | Hsbc Securities (USA) Inc. BD affiliated | Banco Do Brasil Securities LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 13, 2023 | May 23, 2024 (315 d) |
| Maria Estibaliz Incerromeo | Wizest Inc. no RAUM | Banco Do Brasil Securities LLC state registered | Other | Mar 17, 2023 | Nov 12, 2024 (606 d) |
| Vanessa Lima | Equitable Advisors, LLC national BD | Banco Do Brasil Securities LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 29, 2022 | Sep 9, 2022 (133 d) |
| Mayrin Fontainemoya | Morgan Stanley wirehouse | Banco Do Brasil Securities LLC state registered | Wirehouse to a state-registered adviser | Sep 17, 2021 | Sep 9, 2022 (357 d) |
| Barbara Dettmer | Truist Advisory Services, Inc. BD affiliated | Banco Do Brasil Securities LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 11, 2020 | Sep 8, 2022 (666 d) |
| Francisco Javier Mejia | Creand Management other | Banco Do Brasil Securities LLC state registered | Other | Nov 29, 2019 | Aug 13, 2024 (1719 d) |
| Fabio Luis Rios Nogales Garces | Brickell Global Advisory, Inc. unclassified | Banco Do Brasil Securities LLC state registered | Other | Aug 19, 2019 | Sep 7, 2022 (1115 d) |
| Rodrigo Noschese | Citigroup Global Markets Inc. other | Banco Do Brasil Securities LLC state registered | Other | Jan 27, 2017 | Mar 23, 2026 (3342 d) |
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9 moves match.