DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Biltmore Capital Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathaniel Lewis Burstin | Stone Creek Capital Management LLC no RAUM | Biltmore Capital Advisors independent RIA | Other | Apr 4, 2022 | Oct 4, 2019 |
| Adam David Rauscher | Thrivent Investment Management Inc. BD affiliated | Biltmore Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2018 | Dec 18, 2018 (111 d) |
| Brad Lynn Cast | Commerce Wealth Advisers, LLC other | Biltmore Capital Advisors other | Other | May 8, 2012 | Sep 9, 2011 |
| Kay Mayhue | Fsc Securities Corporation other | Biltmore Capital Advisors other | Other | May 7, 2010 | Jun 29, 2007 |
| Daniel Vernon | Fsc Securities Corporation other | Biltmore Capital Advisors other | Other | Apr 9, 2010 | Aug 31, 2007 |
| Wesley Robert Pingelton | Fsc Securities Corporation other | Biltmore Capital Advisors other | Other | Oct 30, 2009 | Feb 4, 2009 |
| Timothy James Ralph | Citigroup Global Markets Inc. other | Biltmore Capital Advisors other | Other | May 29, 2009 | Jul 27, 2009 (59 d) |
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7 moves match.