DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Harvest Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan D MotsingerMML Investors Services, LLC BD affiliatedHarvest Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 23, 2024Feb 10, 2025 (110 d)
Joy Michelle SchlieCetera Advisors LLC BD affiliatedHarvest Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2023Jan 31, 2024 (40 d)
Matthew Mark SavotiAmeriprise Financial Services, LLC national BDHarvest Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 3, 2023Apr 21, 2023
Monica Lynn DwyerStrategic Advisers LLC national BDHarvest Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 16, 2018Apr 18, 2018 (33 d)
John Mathew GehriNorthwestern Mutual Investment Services,LLC otherHarvest Financial Advisors, LLC independent RIAOtherMay 4, 2015Jun 9, 2021 (2228 d)
Bruce MasonHaberer Registered Investment Advisor Inc otherHarvest Financial Advisors, LLC otherOtherJun 11, 2008Jul 9, 2008
Marc Erle HennHaberer Registered Investment Advisor Inc otherHarvest Financial Advisors, LLC otherOtherJan 14, 2008Nov 20, 2007
Gaye Clarke LampertNwf Advisory Services Inc otherHarvest Financial Advisors, LLC independent RIAOtherNov 5, 2007Aug 6, 2021 (5023 d)
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8 moves match.