DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rwa Advisors
Legal name Rwa Advisors, LLC
Latest filing Mar 13, 2026
First filing on the tape Apr 6, 2022 · 12 filings
SEC status approved since May 5, 2022
RAUM
$199M
reported, Item 5.F
Discretionary
34%
of RAUM
Private clients
51%
$101M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$99.6M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$199M as of Mar 13, 2026
Mar 25, 2023$103M then
HNW client RAUM$93.9M as of Mar 13, 2026
Mar 25, 2023$68.8M then
State-registered IARs (5.B.3)1 as of Mar 13, 2026
Mar 25, 20231 then
Employees (5.A)4 as of Mar 13, 2026
Mar 25, 20233 then
Private funds: no history
RAUM +4.4% over the last fiscal year+25% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $99.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 107derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $647,646derivedHNW RAUM over HNW clients
- Average account
- $900,996derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 34%derivedof RAUM
- Institutional
- 49%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$98.0M49%
- High-net-worth individuals$93.9M47%
- Individuals$7.3M3.6%
- Individual clients
- 68reported
- HNW clients
- 145reported
- Pension plan clients
- 8reported
- Charitable clients
- 0reported
- Accounts
- 221reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.51 fund_share=0.0 institutional_share=0.49 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John James Devaney | Boca Raton, Fl | Feb 20, 2024 | 13 y | 2 |
| Robert Scott RubinChartered Financial Consultant | Boca Raton, Fl | Dec 23, 2025 | 35 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Evan G Mcleod to Singer Wealth Advisors LLCJun 23, 2025 · RIA to RIA
- Eric Donner to Wipfli Financial Advisors, LLCMar 12, 2012 · Other
Joined, latest
- Robert Scott Rubin from Valmark Advisers, Inc.Dec 23, 2025 · Other
- John James Devaney from Primerica AdvisorsFeb 20, 2024 · Affiliated broker-dealer or bank to independent RIA
- Eric Donner from Valmark Advisers, Inc.Aug 2, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott Robert Rubin · President, Ccocontrolsince 02/2009 · owns 75% or more
Related persons
Schedule D 7.A
- Rubin Wealth Advisors, LLCreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 13, 2026institutional share of RAUM of 49% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 16.5 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 196 to 221Mar 24, 2025 to Mar 13, 2026
- HNW clients · 130 to 145Mar 24, 2025 to Mar 13, 2026
- Individual clients · 56 to 68Mar 24, 2025 to Mar 13, 2026
- Pension plan clients · 10 to 8Mar 24, 2025 to Mar 13, 2026
- Employees · 3 to 4Mar 24, 2025 to Mar 13, 2026
- Discretionary RAUM · $58.3M to $67.0MMar 24, 2025 to Mar 13, 2026
- HNW RAUM · $86.0M to $93.9MMar 24, 2025 to Mar 13, 2026
- Individual RAUM · $6.8M to $7.3MMar 24, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $132M to $132MMar 24, 2025 to Mar 13, 2026
- Pension RAUM · $98.0M to $98.0MMar 24, 2025 to Mar 13, 2026
- RAUM · $191M to $199MMar 24, 2025 to Mar 13, 2026
- Accounts · 181 to 196May 20, 2024 to Mar 24, 2025
- HNW clients · 107 to 130May 20, 2024 to Mar 24, 2025
- Individual clients · 64 to 56May 20, 2024 to Mar 24, 2025
- Financial planning clients · 1-10 to 1-10May 20, 2024 to Mar 24, 2025
- Discretionary RAUM · $52.6M to $58.3MMay 20, 2024 to Mar 24, 2025
- HNW RAUM · $75.2M to $86.0MMay 20, 2024 to Mar 24, 2025
- Individual RAUM · $9.4M to $6.8MMay 20, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $120M to $132MMay 20, 2024 to Mar 24, 2025
- Pension RAUM · $87.9M to $98.0MMay 20, 2024 to Mar 24, 2025
- RAUM · $173M to $191MMay 20, 2024 to Mar 24, 2025
- Accounts · 175 to 181Mar 5, 2024 to May 20, 2024
- HNW clients · 94 to 107Mar 5, 2024 to May 20, 2024
- Individual clients · 73 to 64Mar 5, 2024 to May 20, 2024
- Pension plan clients · 8 to 10Mar 5, 2024 to May 20, 2024
- Discretionary RAUM · $47.1M to $52.6MMar 5, 2024 to May 20, 2024
- HNW RAUM · $69.2M to $75.2MMar 5, 2024 to May 20, 2024
- Individual RAUM · $9.6M to $9.4MMar 5, 2024 to May 20, 2024
- Non-discretionary RAUM · $70.4M to $120MMar 5, 2024 to May 20, 2024
- Pension RAUM · $38.7M to $87.9MMar 5, 2024 to May 20, 2024
- RAUM · $118M to $173MMar 5, 2024 to May 20, 2024
- Accounts · 124 to 175Apr 27, 2023 to Mar 5, 2024
- HNW clients · 73 to 94Apr 27, 2023 to Mar 5, 2024
- Individual clients · 44 to 73Apr 27, 2023 to Mar 5, 2024
- Commission compensation · true to falseApr 27, 2023 to Mar 5, 2024
- Discretionary RAUM · $39.2M to $47.1MApr 27, 2023 to Mar 5, 2024
- HNW RAUM · $68.8M to $69.2MApr 27, 2023 to Mar 5, 2024
- Individual RAUM · $3.8M to $9.6MApr 27, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $63.9M to $70.4MApr 27, 2023 to Mar 5, 2024
- Pension RAUM · $30.5M to $38.7MApr 27, 2023 to Mar 5, 2024
Signals
2 dated events
- Evan G Mcleod left Rwa Advisors for Singer Wealth Advisors Llc (registered 2025-07-25)Jun 23, 2025 · Advisor changed firm · fact
- Rwa Advisors filed its initial SEC registration (Form ADV)Apr 6, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 561-288-1111reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/rubin-wealth-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- rubinwealthadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 561-288-1160reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $99.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026