DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hartshorne Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Misty Lynn Marlowe | Hartshorne Group, LLC independent RIA | Maridea Wealth Management independent RIA | RIA to RIA | Oct 30, 2024 | Sep 26, 2024 |
| Richard Paul Kundracik | Hartshorne Group, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2024 | Mar 14, 2024 |
| William F Gallagher | Hartshorne Group, LLC no RAUM | Facet independent RIA | Other | Mar 23, 2020 | Mar 5, 2020 |
| Cynthia Rose Stroik | Hartshorne Group, LLC no RAUM | Wbi Investments, LLC other | Other | Jul 31, 2019 | Mar 17, 2011 |
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4 moves match.