DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Brookfield Asset Management Pic US, LLC
Latest filing Aug 6, 2026
First filing on the tape Mar 30, 2012 · 58 filings
SEC status approved since Dec 10, 2010
RAUM
$105B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,790
1,790 advisory (5.B.1)
Offices
46
beyond the principal office
Private funds
116
reported on Schedule D
History
58 filings and snapshots on the tape
RAUM$105B as of Aug 6, 2026
Mar 30, 2012$26B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 6, 2026
Apr 2, 20130 then
Employees (5.A)1,790 as of Aug 6, 2026
Apr 2, 2013230 then
Private funds116 as of Aug 6, 2026
Mar 30, 201223 then
RAUM +14% over the last fiscal year-13% a year over threeIARs 0 to 0offices 44 to 46
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $829MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived47 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $105B, 127 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$97B93%
- Corporations and businesses$6.5B6.3%
- Insurance companies$530M0.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 127reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $105B for 127 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.01 related_bd=true related_bank=true bd_reps=84.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
200 reported on Schedule D 7.B.(1)
All funds of Brookfield Asset Management Pic US, LLC
Owners and control persons
Schedule A and B, latest filing
- Grant Lowell Baron · Chief Investment Officercontrolsince 11/2020 · owns less than 5%
- Justin Beber · Chief Administrative Officer And General Counselcontrolsince 01/2018 · owns less than 5%
- Ronald Fisher-Dayn · Managing Partner And Chief Compliance Officercontrolsince 09/2013 · owns less than 5%
- James Bruce Flatt · Managing Partner And Chief Executive Officer Of Brookfield Corporation And Brookfield Asset Management Ltd.controlsince 03/2002 · owns less than 5%
- Howard Nicholas Goodman · Chief Financial Officercontrolsince 02/2020 · owns less than 5%
- William Brian Kingston · Chief Executive Officer, Real Estatecontrolsince 11/2015 · owns less than 5%
- William Powell · Chief Operating Officercontrolsince 01/2012 · owns less than 5%
- Anuj Ranjan · Managing Partnercontrolsince 01/2014 · owns less than 5%
Entity owners
- Brookfield Asset Management Ulc · Shareholderindirect · owns 75% or more of Brookfield US Holdings Inc.
- Brookfield Property Master Holdings LLC · Shareholderindirect · owns 75% or more of Brookfield Property Group LLC
- Brookfield US Holdings Inc. · Shareholderindirect · owns 75% or more of Brookfield US Inc.
- Brookfield US Inc. · Shareholderindirect · owns 75% or more of Brookfield Property Master Holdings LLC
- Brookfield Property Group LLC · Memberdirect · owns 75% or more
- Brookfield Asset Management Ltd · Shareholderindirect · owns 25% to 50% of Brookfield Asset Management Ulc · public reporting company
- Brookfield Corporation · Shareholderindirect · owns 75% or more of Brookfield Asset Management Ulc · public reporting company
Related persons
Schedule D 7.A
- 33rd Street Partners Jv LLCpooled vehicle sponsorn
- Agriculture Fund II Gp, LLCpooled vehicle sponsorn
- Bbfh LLCpooled vehicle sponsorn
- Bcp V Access Fund Gp LLCpooled vehicle sponsorn
- Bcp V Brand Co-Invest Gp LPpooled vehicle sponsorn
- Bcp V Dornoch Co-Invest Gp LPpooled vehicle sponsorn
- Bcp V Modular Services Co-Invest Gp LPpooled vehicle sponsorn
- Bcp V Scientific Games Co-Invest Gp LPpooled vehicle sponsorn
- Bcprep Canada Gp Inc.pooled vehicle sponsorn
- Bep Bid Ferroport Holdings Limitedpooled vehicle sponsorn
- Bgreal Ireland Limitedinvestment advisern
- Bid Bep Aiv Gp Limitedpooled vehicle sponsorn
- Bid Brep Aiv Gp Limitedpooled vehicle sponsorn
- Bid I Gp S.A R.L.pooled vehicle sponsorn
- Bid II Gp S.A R.L.pooled vehicle sponsorn
- Bif II Gp Holdings Bermuda Limitedpooled vehicle sponsorn
- Bif II Nitro General Partner (Bermuda) L.P.pooled vehicle sponsorn
- Bif III Canada Gp LPpooled vehicle sponsorn
- Bif IV Access Fund Gp LLCpooled vehicle sponsorn
- Bif IV Bermuda Gp Limitedpooled vehicle sponsorn
- Bif V Bermuda Gp Limitedpooled vehicle sponsorn
- Bip Bermuda Holdings Vi Limitedpooled vehicle sponsorn
- Bip India Infra Projects Management Services Private Limitedinvestment advisern
- Bop Mw Retail Subholdings LLCpooled vehicle sponsorn
- Bop Ne Subholdings LLCpooled vehicle sponsorn
- Bop Nw Loft Subholdings LLCpooled vehicle sponsorn
- Bop Nw Subholdings LLCpooled vehicle sponsorn
- Bop Ny Property Subholdings I LLCpooled vehicle sponsorn
- Bop Se Subholdings LLCpooled vehicle sponsorn
- Bop W31 Subholdings LLCpooled vehicle sponsorn
Advisers that list Brookfield Asset Management Pic US, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Toronto, Canada303 employees
- London, United Kingdom174 employees
- Sydney, Australia132 employees
- Mumbai, India38 employees
- Shanghai, China37 employees
- Dubai, United Arab Emirates37 employees
- Singapore, Singapore32 employees
- Worthing, Barbados28 employees
- Chicago, IL18 employees
- Los Angeles, CA17 employees
- Luxembourg, Luxembourg16 employees
- Seoul, Korea, South13 employees
- Tokyo, Japan11 employees
- Cleveland, OH11 employees
- Hamilton, Bermuda10 employees
- Washington, DC9 employees
- Atlanta, GA8 employees
- El Segundo, CA5 employees
- Madrid, Spain5 employees
- San Francisco, CA5 employees
- Charleston, SC5 employees
- San Diego, CA4 employees
- Dallas, TX4 employees
- Calgary, Canada4 employees
What changed
consecutive filings, newest first
- Accounts · 113 to 127Nov 11, 2025 to Mar 31, 2026
- Advisory employees · 1,610 to 1,790Nov 11, 2025 to Mar 31, 2026
- BD registered reps · 69 to 84Nov 11, 2025 to Mar 31, 2026
- Pooled vehicle clients · 102 to 116Nov 11, 2025 to Mar 31, 2026
- Assets in custody · $92B to $105BNov 11, 2025 to Mar 31, 2026
- Employees · 1,610 to 1,790Nov 11, 2025 to Mar 31, 2026
- Other offices · 44 to 46Nov 11, 2025 to Mar 31, 2026
- Private funds · 103 to 116Nov 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $91B to $104BNov 11, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.4B to $1.3BNov 11, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $85B to $97BNov 11, 2025 to Mar 31, 2026
- RAUM · $92B to $105BNov 11, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 15, 2025
- Accounts · 175 to 113May 21, 2024 to Mar 31, 2025
- Advisory employees · 1,592 to 1,610May 21, 2024 to Mar 31, 2025
- BD registered reps · 51 to 69May 21, 2024 to Mar 31, 2025
- Corporate clients · 3 to 2May 21, 2024 to Mar 31, 2025
- Pooled vehicle clients · 165 to 102May 21, 2024 to Mar 31, 2025
- Assets in custody · $171B to $92BMay 21, 2024 to Mar 31, 2025
- Employees · 1,592 to 1,610May 21, 2024 to Mar 31, 2025
- Other offices · 41 to 44May 21, 2024 to Mar 31, 2025
- Private funds · 162 to 103May 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $169B to $91BMay 21, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $1.9B to $1.4BMay 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $101B to $85BMay 21, 2024 to Mar 31, 2025
- RAUM · $171B to $92BMay 21, 2024 to Mar 31, 2025
- Accounts · 176 to 175Mar 29, 2024 to May 21, 2024
- Assets in custody · $171B to $171BMar 29, 2024 to May 21, 2024
- Discretionary RAUM · $169B to $169BMar 29, 2024 to May 21, 2024
- RAUM · $171B to $171BMar 29, 2024 to May 21, 2024
- Accounts · 99 to 176Jul 6, 2023 to Mar 29, 2024
- Advisory employees · 1,681 to 1,592Jul 6, 2023 to Mar 29, 2024
- BD registered reps · 46 to 51Jul 6, 2023 to Mar 29, 2024
- Pooled vehicle clients · 89 to 165Jul 6, 2023 to Mar 29, 2024
- Assets in custody · $162B to $171BJul 6, 2023 to Mar 29, 2024
- Employees · 1,681 to 1,592Jul 6, 2023 to Mar 29, 2024
- Other offices · 42 to 41Jul 6, 2023 to Mar 29, 2024
- Private funds · 85 to 162Jul 6, 2023 to Mar 29, 2024
- Discretionary RAUM · $160B to $169BJul 6, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $2.3B to $1.9BJul 6, 2023 to Mar 29, 2024
Signals
20 dated events
- Brookfield Asset Management Pic Us, Llc reported RAUM $92.3B, down 46% from $170.9B (2024-05-21 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Sachin Shah (Managing Partner, Chief Investment Officer) no longer on Schedule A of Brookfield Asset Management Pic Us, Llc (listed 2023-02-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Lori Pearson (Managing Partner & Chief Operating Officer Of Brookfield Asset Management Inc.) no longer on Schedule A of Brookfield Asset Management Pic Us, Llc (listed 2023-02-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Marcus John Stinebaugh (Managing Partner) no longer on Schedule A of Brookfield Asset Management Pic Us, Llc (listed 2023-02-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Brookfield Asset Management Pic Us, Llc reported RAUM $137.1B, up 26% from $108.7B (2021-10-26 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Grant Lowell Baron (Managing Partner) appeared on Schedule A of Brookfield Asset Management Pic Us, LlcMar 31, 2022 · Control person joined · fact
- Kenneth Bryan Davis (Chief Financial Officer) no longer on Schedule A of Brookfield Asset Management Pic Us, Llc (listed 2021-10-26, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Brookfield Asset Management Pic Us, Llc reported 39 offices beyond its principal office, up from 25 (2020-12-04 to 2021-03-31)Mar 31, 2021 · Office count change · derived
- Anuj Ranjan (Managing Partner) appeared on Schedule A of Brookfield Asset Management Pic Us, LlcMar 31, 2021 · Control person joined · fact
- Justin Beber (Managing Partner & Chief Legal Officer Of Brookfield Asset Management Inc.) appeared on Schedule A of Brookfield Asset Management Pic Us, LlcMar 31, 2021 · Control person joined · fact
- Sachin Shah (Managing Partner, Chief Investment Officer) appeared on Schedule A of Brookfield Asset Management Pic Us, LlcMar 31, 2021 · Control person joined · fact
- Lori Pearson (Managing Partner & Chief Operating Officer Of Brookfield Asset Management Inc.) appeared on Schedule A of Brookfield Asset Management Pic Us, LlcMar 31, 2021 · Control person joined · fact
- Nicholas Goodman (Managing Partner, Chief Financial Officer Of Brookfield Asset Management Inc.) appeared on Schedule A of Brookfield Asset Management Pic Us, LlcMar 31, 2021 · Control person joined · fact
- Marcus John Stinebaugh (Managing Partner) appeared on Schedule A of Brookfield Asset Management Pic Us, LlcMar 31, 2021 · Control person joined · fact
- Douglas Brian Lawson (Managing Partner, Vice Chairman Of Brookfield Asset Management Inc.) no longer on Schedule A of Brookfield Asset Management Pic Us, Llc (listed 2020-12-04, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- B Richard Clark (Chairman) no longer on Schedule A of Brookfield Asset Management Pic Us, Llc (listed 2020-12-04, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Stuart Barry Blattman (Managing Partner Of Brookfield Asset Management Inc.) no longer on Schedule A of Brookfield Asset Management Pic Us, Llc (listed 2020-12-04, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Brookfield Asset Management Pic Us, Llc reported RAUM $110.1B, up 46% from $75.7B (2019-11-18 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Brookfield Asset Management Pic Us, Llc reported RAUM $75.7B, up 44% from $52.4B (2019-02-26 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Brookfield Asset Management Pic Us, Llc reported RAUM $52.4B, up 34% from $39.1B (2017-03-31 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Brookfield Asset Management Pic US, LLC · Private Equityshared crd · organization
- Brookfield Asset Management Pic US, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- BROOKFIELD.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-417-7000reportedpublic record, Form ADV, Aug 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Brookfield Asset Management Pic US, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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