DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sapient Private Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stacy Deanne Dervin | Sapient Private Wealth Management, LLC independent RIA | 44 Wealth Management LLC independent RIA | RIA to RIA | Feb 16, 2023 | Mar 13, 2023 |
| Tamara Lynn Humphries | Sapient Private Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2021 | Jun 17, 2021 |
| Casia Leigh Chappell | Sapient Private Wealth Management, LLC independent RIA | Ferguson Wellman Capital Management, Inc. independent RIA | RIA to RIA | Jul 17, 2019 | Jan 24, 2023 (1287 d) |
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3 moves match.