DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oakwell Private Wealth Management
Legal name Oakwell Private Wealth Management, LLC
Latest filing Mar 18, 2026
First filing on the tape Mar 24, 2017 · 25 filings
SEC status approved since Apr 5, 2017
RAUM
$668M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
87%
$578M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$60.7M
derived; firm RAUM over IAPD count
Employees
17
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$668M as of Mar 18, 2026
Mar 28, 2018$154M then
HNW client RAUM$463M as of Mar 18, 2026
Mar 28, 2018$72.2M then
State-registered IARs (5.B.3)9 as of Mar 18, 2026
Mar 28, 20188 then
Employees (5.A)17 as of Mar 18, 2026
Mar 28, 20188 then
Private funds: no history
RAUM +45% over the last fiscal year+29% a year over threeIARs 9 to 9offices 2 to 3
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $60.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +42%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $171M, 130 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$463M69%
- Individuals$115M17%
- Corporations and businesses$65.2M9.8%
- Pension and profit-sharing plans$24.9M3.7%
- Individual clients
- 265reported
- HNW clients
- 147reported
- Pension plan clients
- 21reported
- Charitable clients
- n/areported
- Accounts
- 453reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $171M for 130 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Laurent BoumazaCertified Financial Planner | Austin, Tx | Sep 16, 2015 | 24 y | 3 |
| Touchstone Kyte Mcdonald | New Braunfels, Tx | Jul 22, 2016 | 24 y | 2 |
| Richard Clay Robbins | New Braunfels, Tx | Mar 29, 2017 | 21 y | 1 |
| Anthony Jamone TaylorCertified Financial Planner | Cedar Park, Tx | Jul 1, 2020 | 10 y | 0 |
| Eric Arthur VordenbaumPersonal Financial Specialist | Seguin, Tx | Feb 16, 2024 | 30 y | 2 |
| Patrick Garrett DeistCertified Financial Planner | Austin, Tx | Mar 25, 2024 | 11 y | 3 |
| Reagan Leann Helfand | Austin, Tx | Nov 13, 2024 | 22 y | 3 |
| Lindsay Nicole Haas | New Braunfels, Tx | Feb 6, 2025 | 16 y | 1 |
| David Andrew LindleyCertified Financial Planner | Austin, Tx | Oct 10, 2025 | 23 y | 2 |
| Thomas J Panagiotou | Austin, Tx | May 30, 2026 | 11 y | 1 |
| Kyte Wurzbach Mcdonald | New Braunfels, Tx | Jun 26, 2026 | 10 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 9.1% of current headcount2 left over 36 months
Left, latest
- Jacob Taylor Yaklin to LPL Financial LLCMay 8, 2026 · RIA to affiliated broker-dealer or bank
- Brian Thomas Boswell to SavvyJul 15, 2024 · RIA to RIA
- Benjamin C Davis to Fidelity Personal And Workplace AdvisorsFeb 15, 2019 · RIA to affiliated broker-dealer or bank
- Brett Olan Wheeler to Precision Fiduciary Partners, LLCJan 8, 2019 · Other
- Jeffrey Edward Socha to Ark Financial Advisors, LLCFeb 1, 2018 · Other
- David James Bull to Ark Financial Advisors, LLCFeb 1, 2018 · Other
- Jonathan Joseph Billiot to Ark Financial Advisors, LLCFeb 1, 2018 · Other
- Chris Michael Christensen to United Planners' Financial Services Of America A Limited PartnerSep 22, 2017 · Other
Joined, latest
- David Andrew Lindley from Foguth Wealth Management, LLC.Oct 10, 2025 · RIA to RIA
- Lindsay Nicole Haas from Ameritas Advisory Services, LLCFeb 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Reagan Leann Helfand from Ameriprise Financial Services, LLCNov 13, 2024 · Affiliated broker-dealer or bank to independent RIA
- Patrick Garrett Deist from Hilltop Securities Inc.Mar 25, 2024 · Affiliated broker-dealer or bank to independent RIA
- Eric Arthur Vordenbaum from Strategic Financial Concepts, LLCFeb 16, 2024 · Other
- Richard Clay Robbins from Strategic Financial Concepts, LLCMar 29, 2017 · Other
- Touchstone Kyte Mcdonald from Strategic Financial Concepts, LLCJul 22, 2016 · Other
- Jeffrey Edward Socha from Eagle Strategies LLCOct 26, 2015 · Other
- Laurent Boumaza from Sagepoint Financial, Inc.Sep 16, 2015 · Other
- Chris Michael Christensen from Strategic Financial Concepts, LLCAug 11, 2015 · Other
- Brian Thomas Boswell from Vsr Advisory ServicesFeb 26, 2015 · Other
- Brett Olan Wheeler from Planmember Securities CorporationApr 26, 2012 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Ark Financial Advisors, LLCFeb 1, 2018 · Austin, Tx
- 2 joined from Strategic Financial Concepts, LLCMar 28, 2017 · San Antonio, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Laurent Boumaza · Ownercontrolsince 12/2010 · owns 75% or more of Ceruse Financial LLC
- Kyte Touchstone Mcdonald · Ownercontrolsince 04/2006 · owns 50% to 75% of Touchstone Wealth Planners Inc.
- Clay Richard Robbins · Ownercontrolsince 06/2007 · owns 75% or more of Robbins Financial Coordinating Services Inc.
- Marie Audrey Westfall · Ownercontrolsince 01/2020 · owns 75% or more of Small Business Simplified, LLC
- Marie Audrey Westfall · Ccosince 01/2019 · owns less than 5%
Entity owners
- Ceruse Financial LLC · Owning Memberdirect · owns 50% to 75%
- Robbins Financial Coordinating Services Inc. · Owning Memberdirect · owns 25% to 50%
- Small Business Simplified, LLC · Owning Memberdirect · owns 5% to 10%
- Touchstone Wealth Planners Inc. · Owning Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 7 | 2 | 0 | ||
| New Braunfels, Tx | 4 | 1 | 1 | ||
| Cedar Park, Tx | 3 | 0 | 0 | ||
| Georgetown, Tx | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New Braunfels, TX3 employees
- Cedar Park, TX2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 18, 2026accounts (Item 5.F.2.f) moved from 902.0 to 453.0 (-50.0%) between the annual amendments of 2025-03-28 and 2026-03-18; the peer median change was +6.0% (1256 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 1.8% percentile
- RAUM up 25 %Change between filings · filing Mar 18, 2026RAUM (Item 5.F) moved from $461,933,416 to $668,051,568 (+45.0%) between the annual amendments of 2025-03-28 and 2026-03-18; the peer median change was +16.0% (1386 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 902 to 453Oct 9, 2025 to Mar 18, 2026
- Corporate clients · 18 to 20Oct 9, 2025 to Mar 18, 2026
- HNW clients · 106 to 147Oct 9, 2025 to Mar 18, 2026
- Individual clients · 184 to 265Oct 9, 2025 to Mar 18, 2026
- Pension plan clients · 23 to 21Oct 9, 2025 to Mar 18, 2026
- Assets in custody · $76.1M to $171MOct 9, 2025 to Mar 18, 2026
- Employees · 15 to 17Oct 9, 2025 to Mar 18, 2026
- Discretionary RAUM · $462M to $658MOct 9, 2025 to Mar 18, 2026
- HNW RAUM · $308M to $463MOct 9, 2025 to Mar 18, 2026
- Individual RAUM · $78.6M to $115MOct 9, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $0 to $9.6MOct 9, 2025 to Mar 18, 2026
- Pension RAUM · $19.7M to $24.9MOct 9, 2025 to Mar 18, 2026
- RAUM · $462M to $668MOct 9, 2025 to Mar 18, 2026
- Other offices · 2 to 3Mar 28, 2025 to Oct 9, 2025
- Individual clients · 221 to 184Oct 11, 2024 to Mar 28, 2025
- Accounts · 923 to 902Oct 11, 2024 to Mar 28, 2025
- Advisory employees · 8 to 9Oct 11, 2024 to Mar 28, 2025
- Advisory activities · 3 to 4Oct 11, 2024 to Mar 28, 2025
- HNW clients · 92 to 106Oct 11, 2024 to Mar 28, 2025
- Pension plan clients · 52 to 23Oct 11, 2024 to Mar 28, 2025
- Assets in custody · $51.3M to $76.1MOct 11, 2024 to Mar 28, 2025
- Employees · 11 to 15Oct 11, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 251-500Oct 11, 2024 to Mar 28, 2025
- State-registered IARs · 8 to 9Oct 11, 2024 to Mar 28, 2025
- Discretionary RAUM · $408M to $462MOct 11, 2024 to Mar 28, 2025
- HNW RAUM · $85.5M to $308MOct 11, 2024 to Mar 28, 2025
- Individual RAUM · $231M to $78.6MOct 11, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $3.7M to $0Oct 11, 2024 to Mar 28, 2025
- Pension RAUM · $43.2M to $19.7MOct 11, 2024 to Mar 28, 2025
- RAUM · $412M to $462MOct 11, 2024 to Mar 28, 2025
- Other offices · 1 to 2Mar 26, 2024 to Oct 11, 2024
- Accounts · 829 to 923Oct 3, 2023 to Mar 26, 2024
- Advisory employees · 6 to 8Oct 3, 2023 to Mar 26, 2024
- BD registered reps · 1 to 0Oct 3, 2023 to Mar 26, 2024
- Corporate clients · 11 to 18Oct 3, 2023 to Mar 26, 2024
- HNW clients · 72 to 92Oct 3, 2023 to Mar 26, 2024
- Individual clients · 223 to 221Oct 3, 2023 to Mar 26, 2024
- Pension plan clients · 40 to 52Oct 3, 2023 to Mar 26, 2024
- Assets in custody · $35.1M to $51.3MOct 3, 2023 to Mar 26, 2024
- Employees · 10 to 11Oct 3, 2023 to Mar 26, 2024
Signals
9 dated events
- Jacob Taylor Yaklin left Oakwell Private Wealth Management for Lpl Financial Llc (registered 2026-04-30)May 8, 2026 · Advisor changed firm · fact
- Oakwell Private Wealth Management reported RAUM $668.1M, up 45% from $461.9M (2025-10-09 to 2026-03-18)Mar 18, 2026 · RAUM change · derived
- Brian Thomas Boswell left Oakwell Private Wealth Management for Savvy (registered 2024-07-18)Jul 15, 2024 · Advisor changed firm · fact
- Oakwell Private Wealth Management reported RAUM $411.8M, up 32% from $311.2M (2023-10-03 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Thomas Brian Boswell (Owner) no longer on Schedule A of Oakwell Private Wealth Management (listed 2022-03-30, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- Arthur Daniel Michel (Owner) no longer on Schedule A of Oakwell Private Wealth Management (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Thomas Brian Boswell (Owner) appeared on Schedule A of Oakwell Private Wealth ManagementMar 30, 2020 · Control person joined · fact
- Ann Jill Mcdonald (Owner) no longer on Schedule A of Oakwell Private Wealth Management (listed 2019-03-28, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Oakwell Private Wealth Management filed its initial SEC registration (Form ADV)Mar 24, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- service@oakwellpwm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 210-625-4692reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 512-212-4726reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 512-335-1771reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/OAKWELL-PRIVATE-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- OAKWELLPWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1-800-55OAKWELLreportedpublic record, Form ADV, Mar 18, 2026
- Team page
- oakwellpwm.com/team-memberreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026