DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Flatiron Rr LLC, Manager Series
Latest filing Mar 31, 2026
First filing on the tape Jul 13, 2021 · 10 filings
SEC status approved since Aug 16, 2021
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.2B as of Mar 31, 2026
Mar 31, 2022$400M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)19 as of Mar 31, 2026
Mar 31, 202218 then
Private funds3 as of Mar 31, 2026
Mar 31, 20221 then
RAUM +50% over the last fiscal year+36% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $399MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +50%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Flatiron Rr Clo 22 LLC | Securitized Asset Fund | $399M | 2 | Dec 7, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Anthony Mark Campellone · Directorcontrolsince 04/2021 · owns less than 5%
- Jasvant Alpesh Rathod · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- Peter Christian Saltaformaggio · Directorcontrolsince 03/2023 · owns less than 5%
- Ann Elizabeth Standbridge · Directorcontrolsince 04/2021 · owns less than 5%
- Starratt Arthur Torrey · Directorcontrolsince 04/2021 · owns less than 5%
Entity owners
- Nyl Investors LLC · Series A Memberdirect · owns 75% or more
- New York Life Insurance Company · Sole Member/Direct & Sole Interest Holderindirect · owns 75% or more of Nyl Investors LLC
Related persons
Schedule D 7.A
- Apogem Capital LLCinvestment advisernRAUM $44B
- Ausbil Investment Management Limitedinvestment adviserpooled vehicle sponsornRAUM $14B
- Bow River Advisers, LLCinvestment advisernRAUM $1.2B
- Candriam S.C.A.investment adviserbankpooled vehicle sponsornRAUM $155B
- Eagle Strategies LLCinvestment advisernRAUM $32B
- Indexiq Advisors LLCinvestment adviserbanknRAUM $10B
- Kartesia Management Sarlinvestment advisern
- Life Insurance Company Of North Americareal estaten
- Mackay Shields Europe Investment Management Limitedinvestment advisern
- Mackay Shields LLCinvestment adviserbankpooled vehicle sponsornRAUM $160B
- Mackay Shields Uk Llpinvestment advisern
- New York Life Enterprises LLCreal estaten
- New York Life Group Insurance Company Of Nyreal estaten
- New York Life Insurance And Annuity Corporationbankreal estaten
- New York Life Insurance Companybankreal estatey
- New York Life Investment Management Asia Limitedinvestment advisern
- New York Life Investment Management LLCinvestment adviserbanknRAUM $121B
- New York Life Trust Companybankpooled vehicle sponsorn
- Nyl Investors LLCinvestment adviserbankpooled vehicle sponsoryRAUM $329B
- Nylife Distributors LLCbroker-dealern
- Nylife Insurance Company Arizonareal estaten
- Nylife Securities LLCbroker-dealerreal estaten
- Nylink Insurance Agency Inc.real estaten
- Seguros Monterrey New York Life, S.A. De C.V.real estaten
- Tristan Capital Partnersinvestment advisern
Advisers that list Flatiron Rr LLC, Manager Series as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was 0.0% (1022 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 3Apr 30, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 3Apr 30, 2025 to Mar 31, 2026
- Private funds · 2 to 3Apr 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $799M to $1.2BApr 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $799M to $1.2BApr 30, 2025 to Mar 31, 2026
- RAUM · $799M to $1.2BApr 30, 2025 to Mar 31, 2026
- Accounts · 1 to 2Mar 28, 2024 to Apr 30, 2025
- Advisory employees · 20 to 19Mar 28, 2024 to Apr 30, 2025
- Pooled vehicle clients · 1 to 2Mar 28, 2024 to Apr 30, 2025
- Employees · 20 to 19Mar 28, 2024 to Apr 30, 2025
- Financial planning clients · unset to Mar 28, 2024 to Apr 30, 2025
- Private funds · 1 to 2Mar 28, 2024 to Apr 30, 2025
- Discretionary RAUM · $399M to $799MMar 28, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $399M to $799MMar 28, 2024 to Apr 30, 2025
- RAUM · $399M to $799MMar 28, 2024 to Apr 30, 2025
- Accounts · 2 to 1Mar 30, 2023 to Mar 28, 2024
- Advisory activities · 2 to 1Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $472M to $399MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $401M to $399MMar 30, 2023 to Mar 28, 2024
- RAUM · $472M to $399MMar 30, 2023 to Mar 28, 2024
- Accounts · 1 to 2Jun 14, 2022 to Mar 30, 2023
- Advisory employees · 18 to 20Jun 14, 2022 to Mar 30, 2023
- Advisory activities · 1 to 2Jun 14, 2022 to Mar 30, 2023
- Employees · 18 to 20Jun 14, 2022 to Mar 30, 2023
- Discretionary RAUM · $400M to $472MJun 14, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $400M to $401MJun 14, 2022 to Mar 30, 2023
- RAUM · $400M to $472MJun 14, 2022 to Mar 30, 2023
- Discretionary RAUM · $400M to $400MDec 8, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $400M to $400MDec 8, 2021 to Mar 31, 2022
- RAUM · $400M to $400MDec 8, 2021 to Mar 31, 2022
- Accounts · unset to 1.0Jul 13, 2021 to Dec 7, 2021
- Pooled vehicle clients · 0 to 1Jul 13, 2021 to Dec 7, 2021
- Private funds · unset to 1Jul 13, 2021 to Dec 7, 2021
- Discretionary RAUM · unset to 400035225.0Jul 13, 2021 to Dec 7, 2021
- Non-discretionary RAUM · unset to 0.0Jul 13, 2021 to Dec 7, 2021
- Pooled vehicle RAUM · $0 to $400MJul 13, 2021 to Dec 7, 2021
- RAUM · unset to 400035225.0Jul 13, 2021 to Dec 7, 2021
Signals
8 dated events
- Flatiron Rr Llc, Manager Series reported RAUM $1.2B, up 50% from $798.6M (2025-04-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Flatiron Rr Llc, Manager Series reported RAUM $798.6M, up 100% from $399.2M (2024-03-28 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- J Amaury Rzad (Director) no longer on Schedule A of Flatiron Rr Llc, Manager Series (listed 2022-06-14, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- David John Hendricks (Director) no longer on Schedule A of Flatiron Rr Llc, Manager Series (listed 2022-06-14, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Peter Christian Saltaformaggio (Director) appeared on Schedule A of Flatiron Rr Llc, Manager SeriesMar 30, 2023 · Control person joined · fact
- Hastings Robert Dial (Director) no longer on Schedule A of Flatiron Rr Llc, Manager Series (listed 2022-03-31, absent 2022-06-14)Jun 14, 2022 · Control person left · inference
- J Amaury Rzad (Director) appeared on Schedule A of Flatiron Rr Llc, Manager SeriesJun 14, 2022 · Control person joined · fact
- Flatiron Rr Llc, Manager Series filed its initial SEC registration (Form ADV)Jul 13, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-576-7000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026