DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Candriam S.C.A.
Legal name Candriam, SociéTé En Commandite Par Actions
Latest filing Mar 31, 2026
First filing on the tape Oct 20, 2014 · 52 filings
SEC status approved since Dec 4, 2014
RAUM
$155B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
598
288 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
6
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$155B as of Mar 31, 2026
Mar 26, 2015$40B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 26, 20150 then
Employees (5.A)598 as of Mar 31, 2026
Mar 26, 201586 then
Private funds6 as of Mar 31, 2026
Mar 26, 20153 then
RAUM +20% over the last fiscal year+9.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $326MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$108B70%
- Insurance companies$17B11%
- Pension and profit-sharing plans$11B7.4%
- Corporations and businesses$8.2B5.3%
- State and municipal entities$4.3B2.8%
- Charitable organizations$3.2B2.0%
- Banks and thrifts$2.1B1.4%
- Investment companies$417M0.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 78reported
- Charitable clients
- 75reported
- Accounts
- 474reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.7 institutional_share=0.23 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
35 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Belfius Portfolio Advanced Mediumno longer reported | Hedge Fund | $2.4B | 4,050 | Oct 20, 2014 |
| Cleome Index USA Equities | Other Private Fund | $1.9B | 56 | Nov 26, 2014 |
| Cleome Index Euro Corporate Bonds | Other Private Fund | $1.9B | 30 | Mar 31, 2022 |
| Candriam Equities L Robotics & Innovative Technology | Other Private Fund | $1.8B | 181 | Jul 12, 2017 |
| Candriam Sustainable Equity U.S. | Other Private Fund | $1.8B | 175 | Mar 31, 2022 |
| Cleome Index Europe Equities | Other Private Fund | $1.7B | 59 | Nov 26, 2014 |
| Candriam Equities L Emerging Markets | Other Private Fund | $1.3B | 101 | Nov 26, 2014 |
| Candriam Sustainable Equity Quant Europe | Other Private Fund | $649M | 94 | Nov 26, 2014 |
| Candriam Sustainable Equity Japan | Other Private Fund | $415M | 116 | Mar 31, 2022 |
| Belfius Equities Europe Small & Mid Caps | Other Private Fund | $310M | 40 | Nov 26, 2014 |
| Candriam Equities L Risk Arbitrage Opportunitiesno longer reported | Hedge Fund | $298M | 28 | Aug 31, 2021 |
| Candriam Bonds Credit Alphano longer reported | Hedge Fund | $292M | 27 | Aug 31, 2021 |
| Candriam Bonds Convertible Defensive | Other Private Fund | $285M | 54 | Nov 26, 2014 |
| Cleome Index Euro Government Bonds | Other Private Fund | $270M | 14 | Mar 31, 2022 |
| Candriam World Alternative Alphamax | Hedge Fund | $165M | 32 | Sep 27, 2018 |
| Candriam Bonds Credit Alpha | Hedge Fund | $153M | 57 | Mar 31, 2022 |
| Cleome Index World Equities | Other Private Fund | $142M | 17 | Mar 31, 2022 |
| Nylim Gf US High Yield Corporate Bonds | Other Private Fund | $123M | 27 | Nov 25, 2015 |
| Candriam Patrimoine Obli-Inter | Hedge Fund | $81.8M | 105 | Nov 26, 2014 |
| Candriam Gf Short Duration US High Yield Bondsno longer reported | Other Private Fund | $80.5M | 29 | Jan 27, 2017 |
| Candriam Equities L Esg Market Neutral | Hedge Fund | $65.0M | 1 | Aug 8, 2024 |
| Candriam L Multi-Asset Premiano longer reported | Hedge Fund | $60.5M | 24 | Feb 28, 2019 |
| Candriam Equities L Risk Arbitrage Opportunities | Hedge Fund | $54.9M | 21 | Mar 31, 2022 |
| Nylim Gf US Corporate Bonds | Other Private Fund | $47.4M | 1 | Mar 31, 2021 |
| Candriam Sustainable Bond Impact | Other Private Fund | $46.9M | 11 | Mar 31, 2022 |
| Dmm Equities Emerging Marketsno longer reported | Hedge Fund | $39.7M | 8 | Nov 26, 2014 |
| Candriam Gf U.S. Equity Opportunitiesno longer reported | Hedge Fund | $33.7M | 4 | Feb 25, 2016 |
| Belfius Sp World Growthno longer reported | Hedge Fund | $31.9M | 3 | Oct 20, 2014 |
| Nylim Gf Ausbil Global Essential Infrastructure | Other Private Fund | $29.9M | 5 | Mar 31, 2021 |
| Candriam Alternative Systematno longer reported | Hedge Fund | $23.0M | 2 | Feb 27, 2020 |
| Candriam Global Emerging Markets Equities Fund LP | Hedge Fund | $23.0M | 1 | Aug 9, 2022 |
| Candriam Gf Global Equity Opportunitiesno longer reported | Hedge Fund | $20.4M | 3 | Feb 25, 2016 |
| Candriam Global Sustainable Emerging Markets Equities Fund LP | Hedge Fund | $18.5M | 2 | Aug 9, 2022 |
| Nylim Gf Ausbil Global Small Cap | Other Private Fund | $13.3M | 2 | Feb 28, 2023 |
| Candriam Impact One | Hedge Fund | $9.6M | 8 | Aug 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- (Nmn) Naim Abou-Jaoude · Chairman Of The Board Of Directorscontrolsince 05/2023 · owns less than 5%
- (Nmn) Renato Guerriero · Director, Deputy Chief Executive Officercontrolsince 05/2023 · owns less than 5%
- Leopold Vincent Hamelink · Director, Member Of The Board Of Management And Chief Executive Officercontrolsince 05/2023 · owns less than 5%
- Leiko Shawna Hanley · Directorcontrolsince 06/2023 · owns less than 5%
- Francis Michael Harte · Directorcontrolsince 04/2019 · owns less than 5%
- Maurice Alain Karaoglan · Directorcontrolsince 05/2023 · owns less than 5%
- Ching-Ai Melissa Kuan · Directorcontrolsince 04/2023 · owns less than 5%
- Marie Pierre Jean-Yves Maldague · Managing Director, Chairman Of The Board Of Management And Chief Financial Officercontrolsince 05/2009 · owns less than 5%
- Ramsey Anthony Malloy · Directorcontrolsince 12/2017 · owns less than 5%
- Marie Henri Fabrice Cuchet · Chief Operations Officersince 01/2021 · owns less than 5%
- Bruno Michel Gonzague Druart · Global Head Of Compliance And US Chief Compliance Officersince 02/2022 · owns less than 5%
- Pierre Andre Nicolas Forest · Chief Investment Officersince 05/2023 · owns less than 5%
- Rene Stephane Pierre-Guillaume Veaux · Global Head Of Legal And Compliancesince 01/2012 · owns less than 5%
Entity owners
- New York Life Insurance Company · Indirect Interest Holderindirect · owns 75% or more of New York Life Investment Management Holdings LLC
- New York Life Investment Management Holdings II International · Indirect Interest Holderindirect · owns 75% or more of New York Life Investment Management Holdings International
- New York Life Investment Management Holdings International · Indirect Interest Holderindirect · owns 75% or more of New York Life Investment Management Holdings II International
- New York Life Investment Management Holdings LLC · Indirect Interest Holderindirect · owns 75% or more of New York Life Investment Management Holdings International
- Minority Share Holders (60 Senior Employees Of Candriam-Names Can Not Be Disclosed For Confidentiality & Data Protection Reasons · Direct Interest Holdersdirect · owns less than 5%
Related persons
Schedule D 7.A
- Apogem Capital LLCinvestment advisernRAUM $44B
- Ausbil Investment Management Limitedinvestment adviserpooled vehicle sponsornRAUM $14B
- Candriam Switzerland LLCinvestment advisery
- Eagle Strategies LLCinvestment advisernRAUM $32B
- Flatiron Rr LLC, Manager Seriesinvestment advisernRAUM $1.2B
- Flexam Invest Asset Managementinvestment advisern
- Indexiq Advisors LLCinvestment adviserbanknRAUM $10B
- Kartesia Management Sarlinvestment advisern
- Life Insurance Company Of North Americareal estaten
- Mackay Shields LLCinvestment adviserbanknRAUM $160B
- Mackay Shields Uk Llpinvestment advisern
- New York Life Enterprises LLCreal estaten
- New York Life Group Insurance Company Of Nyreal estaten
- New York Life Insurance And Annuity Corporationbankreal estaten
- New York Life Insurance Companybankreal estatey
- New York Life Investment Management Asia Limitedinvestment advisern
- New York Life Investment Management LLCinvestment adviseryRAUM $121B
- New York Life Trust Companybankpooled vehicle sponsorn
- Nyl Investments Europe Limitedinvestment advisern
- Nyl Investors LLCinvestment adviserbanknRAUM $329B
- Nylife Distributors LLCbroker-dealern
- Nylife Insurance Company Of Arizonareal estaten
- Nylife Securities LLCbroker-dealerreal estaten
- Nylink Insurance Agency Inc.real estaten
- Seguros Monterrey New York Life, S.A. De C.V.real estaten
- Tristan Capital Partnersinvestment advisern
Advisers that list Candriam S.C.A. as a related person
Offices
Schedule D 1.F, the 25 largest
- Brussels, Belgium114 employees
- Paris, France88 employees
- London, United Kingdom22 employees
- Milano, Italy12 employees
- Madrid, Spain7 employees
- Amsterdam, Netherlands3 employees
- Dubai, United Arab Emirates3 employees
- New York, NY2 employees
What changed
consecutive filings, newest first
- Accounts · 507 to 474Jan 26, 2026 to Mar 31, 2026
- Advisory employees · 298 to 288Jan 26, 2026 to Mar 31, 2026
- Charity clients · 76 to 75Jan 26, 2026 to Mar 31, 2026
- Corporate clients · 44 to 40Jan 26, 2026 to Mar 31, 2026
- Pension plan clients · 88 to 78Jan 26, 2026 to Mar 31, 2026
- Pooled vehicle clients · 202 to 190Jan 26, 2026 to Mar 31, 2026
- Employees · 603 to 598Jan 26, 2026 to Mar 31, 2026
- Private funds · 8 to 6Jan 26, 2026 to Mar 31, 2026
- Discretionary RAUM · $129B to $155BJan 26, 2026 to Mar 31, 2026
- Pension RAUM · $9.1B to $11BJan 26, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $91B to $108BJan 26, 2026 to Mar 31, 2026
- RAUM · $129B to $155BJan 26, 2026 to Mar 31, 2026
- Private funds · 9 to 8Aug 22, 2025 to Nov 28, 2025
- Private funds · 15 to 9Jun 26, 2025 to Aug 22, 2025
- Financial planning clients · unset to Mar 28, 2025 to Jun 26, 2025
- Accounts · 514 to 507Feb 28, 2025 to Mar 28, 2025
- Advisory employees · 289 to 298Feb 28, 2025 to Mar 28, 2025
- BD registered reps · 2 to 0Feb 28, 2025 to Mar 28, 2025
- Charity clients · 75 to 76Feb 28, 2025 to Mar 28, 2025
- Corporate clients · 41 to 44Feb 28, 2025 to Mar 28, 2025
- Pension plan clients · 94 to 88Feb 28, 2025 to Mar 28, 2025
- Pooled vehicle clients · 209 to 202Feb 28, 2025 to Mar 28, 2025
- Employees · 612 to 603Feb 28, 2025 to Mar 28, 2025
- Other offices · 9 to 11Feb 28, 2025 to Mar 28, 2025
- Discretionary RAUM · $127B to $129BFeb 28, 2025 to Mar 28, 2025
- Pension RAUM · $7.8B to $9.1BFeb 28, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $89B to $91BFeb 28, 2025 to Mar 28, 2025
- RAUM · $127B to $129BFeb 28, 2025 to Mar 28, 2025
- Private funds · 21 to 15Jan 8, 2025 to Feb 28, 2025
- HQ state · unset to Aug 8, 2024 to Jan 8, 2025
- Legal name · CANDRIAM, SOCIETE EN COMMANDITE PAR ACTIONS to CANDRIAM, SOCIÉTÉ EN COMMANDITE PAR ACTIONSAug 8, 2024 to Jan 8, 2025
- Other offices · 10 to 9Aug 8, 2024 to Jan 8, 2025
- Organization form · unset to Other (specify)Aug 8, 2024 to Jan 8, 2025
- Accounts · 560 to 514Nov 27, 2023 to Mar 28, 2024
- Advisory employees · 284 to 289Nov 27, 2023 to Mar 28, 2024
- Charity clients · 114 to 75Nov 27, 2023 to Mar 28, 2024
- Corporate clients · 39 to 41Nov 27, 2023 to Mar 28, 2024
- Pension plan clients · 98 to 94Nov 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 211 to 209Nov 27, 2023 to Mar 28, 2024
- Employees · 616 to 612Nov 27, 2023 to Mar 28, 2024
Signals
23 dated events
- Michael John Grady (Director) no longer on Schedule A of Candriam S.C.A. (listed 2023-05-10, absent 2023-07-12)Jul 12, 2023 · Control person left · inference
- Ching-Ai Melissa Kuan (Director) appeared on Schedule A of Candriam S.C.A.Jul 12, 2023 · Control person joined · fact
- Leiko Shawna Hanley (Director) appeared on Schedule A of Candriam S.C.A.Jul 12, 2023 · Control person joined · fact
- Deborah Karen Flanagan (Director) no longer on Schedule A of Candriam S.C.A. (listed 2023-03-30, absent 2023-05-10)May 10, 2023 · Control person left · inference
- (Nmn) Renato Guerriero (Deputy Chief Executive Officer) appeared on Schedule A of Candriam S.C.A.May 10, 2023 · Control person joined · fact
- Ramsey Anthony Malloy (Director) appeared on Schedule A of Candriam S.C.A.May 10, 2023 · Control person joined · fact
- Candriam S.C.A. reported RAUM $117.3B, up 38% from $85.1B (2023-02-28 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Michael John Grady (Director) appeared on Schedule A of Candriam S.C.A.Mar 30, 2023 · Control person joined · fact
- Maurice Alain Karaoglan (Director And Chairman Ad Interim Of The Board Of Directors Of Candriam) appeared on Schedule A of Candriam S.C.A.Oct 14, 2022 · Control person joined · fact
- Deborah Karen Flanagan (Director) appeared on Schedule A of Candriam S.C.A.Oct 14, 2022 · Control person joined · fact
- (Nmn) Yie-Hsin Hung (Chairman Of The Board Of Directors And Member Of The Audit Committee) no longer on Schedule A of Candriam S.C.A. (listed 2022-08-09, absent 2022-10-14)Oct 14, 2022 · Control person left · inference
- Michael John Grady (Director) no longer on Schedule A of Candriam S.C.A. (listed 2022-08-09, absent 2022-10-14)Oct 14, 2022 · Control person left · inference
- Elias Farhat (Director And Chief Strategy Officer Of Candriam) no longer on Schedule A of Candriam S.C.A. (listed 2022-03-11, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Leopold Vincent Hamelink (Director And Chief Investment Officer Of Candriam) appeared on Schedule A of Candriam S.C.A.Mar 31, 2022 · Control person joined · fact
- Marie Henri Fabrice Cuchet (Chief Operations Officer Of Candriam) appeared on Schedule A of Candriam S.C.A.Mar 31, 2021 · Control person joined · fact
- Georges Pierre Ernst (Chief Operations Officer Of Candriam) no longer on Schedule A of Candriam S.C.A. (listed 2020-09-24, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Martin Joel Steinberg (Senior Vice President, Interim Chief Financial Officer & Chief Risk Officer) no longer on Schedule A of Candriam S.C.A. (listed 2020-09-24, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Francis Michael Harte (Director) appeared on Schedule A of Candriam S.C.A.Mar 30, 2020 · Control person joined · fact
- Elias Farhat (Director And Chief Strategy Officer Of Candriam) appeared on Schedule A of Candriam S.C.A.Mar 30, 2020 · Control person joined · fact
- Thomas John Fleurant (Director And Member Of The Audit And Compliance Committee) no longer on Schedule A of Candriam S.C.A. (listed 2019-03-31, absent 2019-05-13)May 13, 2019 · Control person left · inference
- Martin Joel Steinberg (Senior Vice President, Interim Chief Financial Officer & Chief Risk Officer) appeared on Schedule A of Candriam S.C.A.May 13, 2019 · Control person joined · fact
- Candriam S.C.A. reported RAUM $65.4B, up 30% from $50.2B (2017-09-28 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- Candriam Luxembourg S.A. filed its initial SEC registration (Form ADV)Oct 20, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Candriam Luxembourg S.C.A. · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/CANDRIAMreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CANDRIAM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +352 27 97 39 23reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026