DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bentoak Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Michael BrowningEvensky & Katz/Foldes Wealth Management independent RIABentoak Capital independent RIARIA to RIAFeb 2, 2026Jan 12, 2026
Samuel Charles WebbFreedom Day Solutions, LLC independent RIABentoak Capital independent RIARIA to RIASep 22, 2025Sep 2, 2025
Adam Keith StrahanFreedom Day Solutions, LLC independent RIABentoak Capital independent RIARIA to RIASep 22, 2025Sep 2, 2025
Kimberly Grace CushmanLPL Financial LLC BD affiliatedBentoak Capital independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2024Apr 24, 2024
Jason Lee McgarraughNeal Financial Group, L.P. state registeredBentoak Capital independent RIAOtherMar 20, 2024Apr 22, 2024 (33 d)
Alan Joshua BunnLPL Financial LLC BD affiliatedBentoak Capital independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2023Jan 31, 2024 (47 d)
Tanner C CastleLee Financial Company, LLC independent RIABentoak Capital independent RIARIA to RIAMay 31, 2023Feb 12, 2024 (257 d)
Michael Joseph CochranSchwab Wealth Advisory, Inc. no RAUMBentoak Capital independent RIAOtherDec 7, 2021Jan 3, 2022
Calynn Alis MullinsEdward Jones national BDBentoak Capital independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2021Dec 22, 2021
Keith Wayne TrentLPL Financial LLC BD affiliatedBentoak Capital independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2020Mar 19, 2018
James Christopher SargentMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBentoak Capital independent RIAWirehouse to independent RIANov 8, 2019Dec 4, 2019
David Wayne GarrettLPL Financial LLC otherBentoak Capital no RAUMOtherJan 25, 2016Jan 2, 2015
Brandon Wayne GarrettLPL Financial LLC otherBentoak Capital no RAUMOtherJan 25, 2016Jan 2, 2015
Angela Meagan SmithLPL Financial LLC otherBentoak Capital no RAUMOtherJan 25, 2016Jan 2, 2015
Nathaniel Joseph HarnessMorgan Stanley Dw Inc. unclassifiedBentoak Capital independent RIAOtherOct 10, 2002Sep 3, 2025 (8364 d)
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15 moves match.