DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J• W• K•••• • C••••••
Legal name J••• K•••• • C••••••• L•••••• P•••••••••
Latest filing Mar 31, 2026
First filing on the tape Mar 25, 2015 · 16 filings
SEC status approved since Mar 13, 2015
RAUM
$229M
reported, Item 5.F
Discretionary
16%
of RAUM
Private clients
3.2%
$7.4M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$32.7M
derived; firm RAUM over IAPD count
Employees
20
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$229M as of Mar 31, 2026
Feb 9, 2016$135M then
HNW client RAUM$7.4M as of Mar 31, 2026
Mar 29, 2018$13.1M then
State-registered IARs (5.B.3)7 as of Mar 31, 2026
Feb 9, 20165 then
Employees (5.A)20 as of Mar 31, 2026
Feb 9, 201617 then
Private funds1 as of Mar 31, 2026
Mar 31, 20251 then
RAUM +1.4% over the last fiscal year+4.2% a year over threeIARs 5 to 7
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $32.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $16.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 16%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.9derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +40%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, commissionsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$199M87%
- Pooled investment vehicles$22.4M9.8%
- High-net-worth individuals$7.4M3.2%
- Individual clients
- n/areported
- HNW clients
- 4reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, commissionsreported
- Class basis
- private_client_share=0.03 fund_share=0.1 institutional_share=0.0 related_bd=true related_bank=false bd_reps=17.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• L•••• G•••••• | Lansing, Mi | Apr 20, 2011 | 25 y | 0 |
| P••••• J••• H••• | Lansing, Mi | Oct 19, 2012 | 29 y | 0 |
| J••••• R••••• D••••• | Lansing, Mi | Oct 31, 2012 | 17 y | 0 |
| J•• S•••• K••••• | Birmingham, Mi | Jan 1, 2025 | 10 y | 1 |
| K••• G•••••• G••••••••Chartered Financial Analyst | Coral Gables, Fl | Oct 7, 2025 | 10 y | 1 |
| H•••• C•••••••• M••••••••• | Lansing, Mi | Jan 5, 2026 | 19 y | 0 |
| J•••• W••••• K•••• | Lansing, Mi | Jan 13, 2026 | 43 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- F•••••••• D••• W••••• to L••••• F••••••••• I•••May 14, 2014 · Other
- J•••••• W•••• T•••••• to S•••••• S••••••••• I•••Sep 3, 2013 · Other
Joined, latest
- K••• G•••••• G•••••••• from M•• A••••••• L••Oct 7, 2025 · Other
- J•• S•••• K••••• from C•• A•••• M••••••••• I•••Jan 1, 2025 · Other
- F•••••••• D••• W••••• from F•••• T•••• S••••••••• I•••Feb 19, 2013 · Other
- J•••••• W•••• T•••••• from W•••• F•••• A•••••••May 4, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••• P••••• J••• · Managing D•••••Or, Fixed Income Tradingcontrolsince 01/2013 · owns less than 5%
- K••••• J•••• W••••• · Managing Partnercontrolsince 03/1990 · owns less than 5%
- M••••••••• H•••• C•••••••• · Finop, Managing D•••••Orcontrolsince 07/2016 · owns less than 5%
- G••••••• M•••••• L•••• · Ccosince 06/2009 · owns less than 5%
Entity owners
- J• W• K•••• L•• · General Partnerdirect · owns 75% or more
- K•••• D••••• M••••••• I•• · Sole Member Of J• W• K•••• L••, The General Partner Of J W K••••direct · owns 10% to 25% · public reporting company
- K•••• D••••• M••••••• I•• · Sole Member Of J• W• K•••• L••, The General Partner Of J W K••••indirect · owns 75% or more of J• W• K•••• L•• · public reporting company
Related persons
Schedule D 7.A
- J• W• K•••• • C••••••broker-dealerinvestment adviseryRAUM $229M
Advisers that list J• W• K•••• • C•••••• as a related person
- 26455 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lansing, Mi · principal | 6 | 2 | 0 | ||
| Coral Gables, Fl | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Coral Gables, FL2 employees
What changed
consecutive filings, newest first
- State-registered IARs · 5 to 7Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $41.4M to $36.7MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $7.8M to $7.4MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $184M to $192MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $25.3M to $22.4MMar 31, 2025 to Mar 31, 2026
- RAUM · $226M to $229MMar 31, 2025 to Mar 31, 2026
- Accounts · 13 to 14Mar 29, 2024 to Mar 31, 2025
- Advisory activities · 4 to 5Mar 29, 2024 to Mar 31, 2025
- BD registered reps · 16 to 17Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · unset to 1.0Mar 29, 2024 to Mar 31, 2025
- Employees · 19 to 20Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · unset to 1Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $12.1M to $41.4MMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $5.4M to $7.8MMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $193M to $184MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · unset to 25340000.0Mar 29, 2024 to Mar 31, 2025
- RAUM · $205M to $226MMar 29, 2024 to Mar 31, 2025
- BD registered reps · 14 to 16Mar 31, 2023 to Mar 29, 2024
- Employees · 16 to 19Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $11.8M to $12.1MMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $6.7M to $5.4MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $190M to $193MMar 31, 2023 to Mar 29, 2024
- RAUM · $202M to $205MMar 31, 2023 to Mar 29, 2024
- BD registered reps · 15 to 14Mar 31, 2022 to Mar 31, 2023
- Employees · 18 to 16Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $13.1M to $11.8MMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $7.8M to $6.7MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $201M to $190MMar 31, 2022 to Mar 31, 2023
- RAUM · $214M to $202MMar 31, 2022 to Mar 31, 2023
- Accounts · 16 to 13Oct 8, 2021 to Mar 31, 2022
- Corporate clients · 6 to 7Oct 8, 2021 to Mar 31, 2022
- HNW clients · 6 to 4Oct 8, 2021 to Mar 31, 2022
- Employees · 15 to 18Oct 8, 2021 to Mar 31, 2022
- Discretionary RAUM · $16.5M to $13.1MOct 8, 2021 to Mar 31, 2022
- HNW RAUM · $11.4M to $7.8MOct 8, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $177M to $201MOct 8, 2021 to Mar 31, 2022
- RAUM · $194M to $214MOct 8, 2021 to Mar 31, 2022
- Accounts · 19 to 16Jun 26, 2020 to Mar 31, 2021
- BD registered reps · 13 to 15Jun 26, 2020 to Mar 31, 2021
Signals
1 dated events
- J••• K•••• A•• C•••••• filed its initial SEC registration (Form ADV)Mar 25, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- J• W• K•••• • C•••••• · Independent Sponsorsshared crd · capital_provider
- J.W. Korth & Company · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Website
- korthdirect.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 800-454-1628 OPTION#1reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $32.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026