DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• I••••••••• M••••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Mar 6, 2024 · 4 filings
SEC status approved since Apr 5, 2024
RAUM
$161M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$161M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$80.3M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$161M as of Mar 11, 2026
Feb 5, 2025$131M then
HNW client RAUM$27.9M as of Mar 11, 2026
Feb 5, 2025$25.0M then
State-registered IARs (5.B.3)3 as of Mar 11, 2026
Feb 5, 20252 then
Employees (5.A)3 as of Mar 11, 2026
Feb 5, 20252 then
Private funds: no history
RAUM +22% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $80.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 280derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $148,628derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -23%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$133M83%
- High-net-worth individuals$27.9M17%
- Individual clients
- 551reported
- HNW clients
- 9reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,080reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• R••••• R••••••• | Rumford, Ri | Sep 8, 2015 | 23 y | 1 |
| J••••• J•• W•••• | Rumford, Ri | Dec 21, 2022 | 20 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount2 left over 36 months
Left, latest
- D•••••• G••••• W••••••••• to M•••••• W••••• M••••••••• L••Sep 30, 2025 · RIA to RIA
- C••••••••• D• M•••• to V••• F•••••••• A•••••••• I•••May 7, 2024 · RIA to affiliated broker-dealer or bank
- G••• V••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 26, 2021 · RIA to wirehouse
Joined, latest
- C••••••••• D• M•••• from O••••••••• S••••••••• I•••Aug 15, 2023 · Affiliated broker-dealer or bank to independent RIA
- G••• V••••• from C••••••• S••••••••• I•••Aug 20, 2020 · Affiliated broker-dealer or bank to independent RIA
- M••••• R••••• R••••••• from C••••••• S••••••••• I•••Sep 8, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••••• M•••••• R••••• · Member And Chief Compliance Officercontrolsince 08/2015 · owns 10% to 25%
- W••••• J•••••• J•• · Managing Membercontrolsince 08/2015 · owns 75% or more
Related persons
Schedule D 7.A
- E••••• F•••••••• S••••••• I•••••••• G•••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rumford, Ri · principal | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 11, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $131,324,526 to $160,517,879, advisors 2 to 3, private clients 730 to 560, offices 0 to 0 (2025-02-05 to 2026-03-11)peers: independent wealth managers, $100M to $500M (5,676)
- low discretionary shareStatic outlier · filing Mar 11, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
- business activity changedChange between filings · filing Mar 11, 2026wrap fee program participation (Item 5.I): yes on the filing of 2025-02-05, no on the filing of 2026-03-11peers: independent wealth managers, $100M to $500M (5,676)
- custody status changedChange between filings · filing Mar 11, 2026custody of client assets (Item 9.A): yes on the filing of 2025-02-05, no on the filing of 2026-03-11peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 956 to 1,080Feb 5, 2025 to Mar 11, 2026
- Advisory employees · 2 to 3Feb 5, 2025 to Mar 11, 2026
- HNW clients · 13 to 9Feb 5, 2025 to Mar 11, 2026
- Individual clients · 717 to 551Feb 5, 2025 to Mar 11, 2026
- Assets in custody · 4936971.0 to unsetFeb 5, 2025 to Mar 11, 2026
- Custody of client assets · true to falseFeb 5, 2025 to Mar 11, 2026
- Employees · 2 to 3Feb 5, 2025 to Mar 11, 2026
- Financial planning clients · 251-500 to 51-100Feb 5, 2025 to Mar 11, 2026
- State-registered IARs · 2 to 3Feb 5, 2025 to Mar 11, 2026
- HNW RAUM · $25.0M to $27.9MFeb 5, 2025 to Mar 11, 2026
- Individual RAUM · $106M to $133MFeb 5, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $131M to $161MFeb 5, 2025 to Mar 11, 2026
- RAUM · $131M to $161MFeb 5, 2025 to Mar 11, 2026
- Wrap assets (manager) · 0.0 to unsetFeb 5, 2025 to Mar 11, 2026
- Wrap assets (sponsor) · 131324526.0 to unsetFeb 5, 2025 to Mar 11, 2026
- Accounts · 638 to 956Mar 21, 2024 to Feb 5, 2025
- Advisory employees · 3 to 2Mar 21, 2024 to Feb 5, 2025
- HNW clients · 14 to 13Mar 21, 2024 to Feb 5, 2025
- Individual clients · 447 to 717Mar 21, 2024 to Feb 5, 2025
- Assets in custody · $302,417 to $4.9MMar 21, 2024 to Feb 5, 2025
- Employees · 3 to 2Mar 21, 2024 to Feb 5, 2025
- Financial planning clients · 251-500 to 251-500Mar 21, 2024 to Feb 5, 2025
- State-registered IARs · 3 to 2Mar 21, 2024 to Feb 5, 2025
- HNW RAUM · $26.0M to $25.0MMar 21, 2024 to Feb 5, 2025
- Individual RAUM · $80.1M to $106MMar 21, 2024 to Feb 5, 2025
- Non-discretionary RAUM · $106M to $131MMar 21, 2024 to Feb 5, 2025
- RAUM · $106M to $131MMar 21, 2024 to Feb 5, 2025
- Wrap assets (sponsor) · $106M to $131MMar 21, 2024 to Feb 5, 2025
Signals
3 dated events
- D•••••• G••••• W••••••••• left B•••••••• I••••••••• M••••••••• L•• for M•••••• W••••• M••••••••• L•• (registered 2025-10-13)Sep 30, 2025 · Advisor changed firm · fact
- C••••••••• D• M•••• left B•••••••• I••••••••• M••••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2024-06-17)May 7, 2024 · Advisor changed firm · fact
- B•••••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 6, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 401-305-2626reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 866-852-3661reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- bountifulim.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 401-305-2626reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- bountifulim.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026