DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Allaria Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mauricio Alexander Ramirez | J.P. Morgan Securities LLC wirehouse | Allaria Asset Management, LLC other | Other | May 1, 2026 | Jun 8, 2026 (38 d) |
| Fernando Pardo | Kovack Advisors, Inc. BD affiliated | Allaria Asset Management, LLC other | Other | Feb 9, 2026 | Feb 17, 2026 |
| Humberto Lopez | Pruco Securities, LLC BD affiliated | Allaria Asset Management, LLC no RAUM | Other | Jul 13, 2021 | Jul 22, 2021 |
| Gustavo Andres Guerini | Creand Management other | Allaria Asset Management, LLC other | Other | Nov 29, 2019 | Jan 16, 2025 (1875 d) |
| Marcelo Pablo Di Cugno | Noctua International Wmg, LLC other | Allaria Asset Management, LLC other | Other | Dec 31, 2017 | Jan 16, 2025 (2573 d) |
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5 moves match.