DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••• W••••• P••••••• A•••••••
Legal name K••• W••••• P••••••• A•••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Jun 1, 2017 · 23 filings
SEC status approved since Jul 5, 2017
RAUM
$273M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$273M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$39.0M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$273M as of Mar 26, 2026
Mar 28, 2018$122M then
HNW client RAUM$152M as of Mar 26, 2026
Mar 28, 2018$17.0M then
State-registered IARs (5.B.3)7 as of Mar 26, 2026
Mar 28, 20187 then
Employees (5.A)7 as of Mar 26, 2026
Mar 28, 201813 then
Private funds: no history
RAUM +18% over the last fiscal year+23% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $39.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $296,284derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $261MreportedItem 5.I
- Custody
- $95.8M, 314 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$152M56%
- Individuals$121M44%
- Individual clients
- 456reported
- HNW clients
- 69reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 921reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $95.8M for 314 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• P••••• A••••••••Certified Financial Planner | K•••Ville, Tn | Oct 1, 2007 | 26 y | 1 |
| K•••••• T•••• T•••••Certified Financial Planner | K•••Ville, Tn | Jul 12, 2017 | 23 y | 2 |
| C•••••• F••• F•••••Chartered Financial Consultant | K•••Ville, Tn | Jul 12, 2017 | 34 y | 3 |
| K••••••• B•••• | K•••Ville, Tn | Jul 2, 2020 | 17 y | 2 |
| R•••• A•••• C•••• | K•••Ville, Tn | Oct 30, 2020 | 18 y | 0 |
| B•••• R•••••• B••••••• | K•••Ville, Tn | Oct 30, 2020 | 32 y | 2 |
| K•••••• M•••• K••••••Chartered Financial Consultant | K•••Ville, Tn | Apr 30, 2021 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T••• A••••• G••••• to F••••••• H••••• A•••••••• L••Jun 2, 2020 · RIA to RIA
- W•••••• A••••• T••• to F••••••• H••••• A•••••••• L••Jun 2, 2020 · RIA to RIA
- B•••• L•• R•••••• to F••••••• H••••• A•••••••• L••Jun 2, 2020 · RIA to RIA
Joined, latest
- K•••••• M•••• K•••••• from E•••• S••••••••• L••Apr 30, 2021 · Affiliated broker-dealer or bank to independent RIA
- B•••• R•••••• B••••••• from I••••••••• P••••••••• I•••Oct 30, 2020 · Other
- K••••••• B•••• from W•••• F•••• A•••••••Jul 2, 2020 · Wirehouse to independent RIA
- C•••••• F••• F••••• from O•••• F•• I•••Jul 12, 2017 · Other
- K•••••• T•••• T••••• from W•••• F•••• A•••••••Jul 12, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- T••• A••••• G••••• from E••••• J••••Jul 12, 2017 · Affiliated broker-dealer or bank to a newly registered adviser
- W•••••• A••••• T••• from L•• F•••••••• L••Jul 12, 2017 · Other
- B•••• L•• R•••••• from L•• F•••••••• L••Jul 12, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for F••••••• H••••• A•••••••• L••Jun 2, 2020 · K•••Ville, Tn · Firm absorbed
- 2 joined from L•• F•••••••• L••Jun 25, 2020 · K•••Ville, Tn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• W••••••• P••••• · Managing Member / Chief Compliance Officercontrolsince 05/2017 · owns 25% to 50%
- F•••••• C••••••• F••• · Managing Membercontrolsince 05/2017 · owns 25% to 50%
- T•••••• K••••••• T•••• · Managing Membercontrolsince 05/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| K•••Ville, Tn · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- K•••Ville, TN1 employees
What changed
consecutive filings, newest first
- Accounts · 828 to 921Nov 25, 2025 to Mar 26, 2026
- HNW clients · 74 to 69Nov 25, 2025 to Mar 26, 2026
- Individual clients · 408 to 456Nov 25, 2025 to Mar 26, 2026
- Assets in custody · $85.3M to $95.8MNov 25, 2025 to Mar 26, 2026
- Financial planning clients · 1-10 to 11-25Nov 25, 2025 to Mar 26, 2026
- Discretionary RAUM · $231M to $273MNov 25, 2025 to Mar 26, 2026
- HNW RAUM · $128M to $152MNov 25, 2025 to Mar 26, 2026
- Individual RAUM · $103M to $121MNov 25, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $447,197 to $101,926Nov 25, 2025 to Mar 26, 2026
- RAUM · $231M to $273MNov 25, 2025 to Mar 26, 2026
- Wrap assets (manager) · $1.6M to $0Nov 25, 2025 to Mar 26, 2026
- Accounts · 500 to 828Mar 5, 2024 to Mar 12, 2025
- Charity clients · unset to 0.0Mar 5, 2024 to Mar 12, 2025
- Corporate clients · unset to 0.0Mar 5, 2024 to Mar 12, 2025
- HNW clients · 33 to 74Mar 5, 2024 to Mar 12, 2025
- Individual clients · 467 to 408Mar 5, 2024 to Mar 12, 2025
- Pension plan clients · unset to 0.0Mar 5, 2024 to Mar 12, 2025
- Pooled vehicle clients · unset to 0.0Mar 5, 2024 to Mar 12, 2025
- Assets in custody · $48.3M to $85.3MMar 5, 2024 to Mar 12, 2025
- Insurance-licensed employees · 7 to 0Mar 5, 2024 to Mar 12, 2025
- Financial planning clients · 1-10 to 1-10Mar 5, 2024 to Mar 12, 2025
- Discretionary RAUM · $177M to $231MMar 5, 2024 to Mar 12, 2025
- HNW RAUM · $69.6M to $128MMar 5, 2024 to Mar 12, 2025
- Individual RAUM · $107M to $103MMar 5, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $318,667 to $447,197Mar 5, 2024 to Mar 12, 2025
- RAUM · $177M to $231MMar 5, 2024 to Mar 12, 2025
- Wrap assets (manager) · $1.1M to $1.6MMar 5, 2024 to Mar 12, 2025
- Accounts · 602 to 500Dec 22, 2023 to Mar 5, 2024
- HNW clients · 25 to 33Dec 22, 2023 to Mar 5, 2024
- Individual clients · 432 to 467Dec 22, 2023 to Mar 5, 2024
- Assets in custody · $38.9M to $48.3MDec 22, 2023 to Mar 5, 2024
- Discretionary RAUM · $145M to $177MDec 22, 2023 to Mar 5, 2024
- HNW RAUM · $53.2M to $69.6MDec 22, 2023 to Mar 5, 2024
- Individual RAUM · $92.1M to $107MDec 22, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $202,439 to $318,667Dec 22, 2023 to Mar 5, 2024
- RAUM · $145M to $177MDec 22, 2023 to Mar 5, 2024
- Wrap assets (manager) · $0 to $1.1MDec 22, 2023 to Mar 5, 2024
- Accounts · 661 to 602Dec 21, 2022 to Mar 24, 2023
- HNW clients · 28 to 25Dec 21, 2022 to Mar 24, 2023
- Individual clients · 424 to 432Dec 21, 2022 to Mar 24, 2023
Signals
4 dated events
- Arthur William Timm (Managing Member / Chief Compliance Officer) no longer on Schedule A of K••• W••••• P••••••• A••••••• (listed 2020-03-24, absent 2020-05-05)May 5, 2020 · Control person left · inference
- Lee Brian Russell (Managing Member) no longer on Schedule A of K••• W••••• P••••••• A••••••• (listed 2020-03-24, absent 2020-05-05)May 5, 2020 · Control person left · inference
- Russell Jack Meece (Managing Member) no longer on Schedule A of K••• W••••• P••••••• A••••••• (listed 2020-03-24, absent 2020-03-24)Mar 24, 2020 · Control person left · inference
- K••• W••••• P••••••• A••••••• filed its initial SEC registration (Form ADV)Jun 1, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- office@knoxwealthpartners.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 865-291-2422reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 865-291-2480reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- K•••WEALTHPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (865) 291-2422reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $39.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026