DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Knox Wealth Partners Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kristie Marie KughlerEagle Strategies LLC BD affiliatedKnox Wealth Partners Advisory independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2021Apr 30, 2021
Kimberly BarryWells Fargo Advisors wirehouseKnox Wealth Partners Advisory independent RIAWirehouse to independent RIAJul 1, 2020Jul 2, 2020
William Arthur TimmLPL Financial LLC BD affiliatedKnox Wealth Partners Advisory no RAUMOtherJun 25, 2020Jul 12, 2017
Brian Lee RussellLPL Financial LLC BD affiliatedKnox Wealth Partners Advisory no RAUMOtherJun 25, 2020Jul 12, 2017
Barry Russell BartlettInvestment Professionals, Inc. otherKnox Wealth Partners Advisory independent RIAOtherFeb 25, 2013Oct 30, 2020 (2804 d)
Charles Ford FarmerOsaic Fs, Inc. otherKnox Wealth Partners Advisory no RAUMOtherDec 11, 2012Jul 12, 2017 (1674 d)
Troy Ashley GentryEdward Jones national BDKnox Wealth Partners Advisory no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 11, 2012Jul 12, 2017 (1674 d)
Kristen Terry TuckerWells Fargo Advisors wirehouseKnox Wealth Partners Advisory no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 16, 2012Jul 12, 2017 (1913 d)
Page 1 of 1
8 moves match.