DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Hauser Retirement Solutions 2 LLC

Institutional managerCincinnati, OhioCRD 299959SEC 801-117147website IAPD

Latest filing Apr 21, 2026

First filing on the tape Jul 11, 2019 · 26 filings

SEC status approved since Aug 15, 2019

RAUM

$1.2B

reported, Item 5.F

Discretionary

0.0%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$304M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

26 filings and snapshots on the tape

RAUM$1.2B as of Apr 21, 2026

Mar 30, 2020$196M then

HNW client RAUM$0 as of Apr 21, 2026

Mar 30, 2020$0 then

State-registered IARs (5.B.3)4 as of Apr 21, 2026

Mar 30, 20201 then

Employees (5.A)5 as of Apr 21, 2026

Mar 30, 20205 then

Private funds: no history

RAUM +3.8% over the last fiscal year+13% a year over threeIARs 4 to 4

Practice profile

derived from the filing of Apr 21, 2026; every figure names its basis

Archetypes, each a printed rule

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $304MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $16.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 0.0%derivedof RAUM
Institutional: 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +3.8%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: pension consulting, educational seminarsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pension and profit-sharing plans$1.2B100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 76reported
Charitable clients: 0reported
Accounts: 76reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

4 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Martha Shanks Allman	Cincinnati, Oh	Feb 2, 2022	38 y	1
Jessica Elizabeth Singer	Apex, Nc	Jun 15, 2022	26 y	1
Jacob Thomas Beckman	Cincinnati, Oh	May 5, 2024	12 y	1
Taji Jacob	Cincinnati, Oh	Jan 21, 2025	19 y	2

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months

Left, latest

Christa Jo Kreinest to Global Retirement Partners LLC
May 8, 2024 · Other
Brian M Kilby to Gallagher Fiduciary Advisors, LLC
Apr 29, 2024 · Other
Robert Henry Nelson to Retirement And Wealth At Alliant, LLC
Feb 11, 2022 · Other

Joined, latest

Taji Jacob from Newport Group Consulting, LLC
Jan 21, 2025 · Other
Jacob Thomas Beckman from Morgan Stanley
May 5, 2024 · Other
Jessica Elizabeth Singer from Hauser Retirement Solutions, LLC
Jun 15, 2022 · Other
Robert Henry Nelson from Hauser Retirement Solutions, LLC
Feb 2, 2022 · Other
Brian M Kilby from Hauser Retirement Solutions, LLC
Feb 2, 2022 · Other
Martha Shanks Allman from Hauser Retirement Solutions, LLC
Feb 2, 2022 · Other
Christa Jo Kreinest from Morgan Stanley
Jun 9, 2021 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from Hauser Retirement Solutions, LLC
Jun 15, 2022 · Cincinnati, Oh

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

John Mark Hauser · Chairmancontrol
since 07/2018 · owns less than 5%
Elizabeth Jessica Singer · Managing Directorcontrol
since 11/2024 · owns less than 5%
John Mark Hauser · Individualcontrol
since 12/1995 · owns 50% to 75% of Hauser, Mark, John
S Andrew Warning · Chief Compliance Officer
since 12/2020 · owns less than 5%

Entity owners

Hauser, Inc. · Member
direct · owns 75% or more
Mark Hauser, Trustee Of The Arthur Eric Hauser Irrevocable Trust · Trust
indirect · owns F of Hauser, Inc.
Mark Hauser, Trustee Of The Katheryn Grace Hauser Irrevocable Trust · Trust
indirect · owns F of Hauser, Inc.
Mark Hauser, Trustee Of The Melissa Jane Hauser Irrevocable Trust · Trust
indirect · owns F of Hauser, Inc.
Mark Hauser, Trustee Of The Nicole Wells Hauser Irrevocable Trust · Trust
indirect · owns F of Hauser, Inc.

Related persons

Schedule D 7.A

Hauser Capital Markets, LLC
pooled vehicle sponsorn
Hauser, Inc.
real estatey
Hpe Capital Management II, LLC
investment advisern
Hpe Investment 3.5, LLC
pooled vehicle sponsorn
Hpe Investment III, LLC
pooled vehicle sponsorn
Hpe Investment, LLC
pooled vehicle sponsorn

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Cincinnati, Oh · principal	3	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

low discretionary shareStatic outlier · filing Apr 21, 2026
discretionary share of RAUM of 0% against a peer median of 99% (121 comparable advisers, 0.0th percentile, 33.5 robust deviations)
peers: institutional managers, $1B to $5B (121) · 0.0% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 92 to 76
Feb 19, 2025 to Feb 25, 2026
Advisory employees · 6 to 5
Feb 19, 2025 to Feb 25, 2026
Pension plan clients · 92 to 76
Feb 19, 2025 to Feb 25, 2026
Employees · 6 to 5
Feb 19, 2025 to Feb 25, 2026
Non-discretionary RAUM · $1.2B to $1.2B
Feb 19, 2025 to Feb 25, 2026
Pension RAUM · $1.2B to $1.2B
Feb 19, 2025 to Feb 25, 2026
RAUM · $1.2B to $1.2B
Feb 19, 2025 to Feb 25, 2026
Accounts · 89 to 92
Jan 21, 2025 to Feb 19, 2025
Pension plan clients · 89 to 92
Jan 21, 2025 to Feb 19, 2025
Employees · 7 to 6
Jan 21, 2025 to Feb 19, 2025
Financial planning clients · 0 to 0
Jan 21, 2025 to Feb 19, 2025
State-registered IARs · 6 to 4
Jan 21, 2025 to Feb 19, 2025
Non-discretionary RAUM · $966M to $1.2B
Jan 21, 2025 to Feb 19, 2025
Pension RAUM · $966M to $1.2B
Jan 21, 2025 to Feb 19, 2025
RAUM · $966M to $1.2B
Jan 21, 2025 to Feb 19, 2025
Accounts · 92 to 89
Jan 8, 2024 to Feb 29, 2024
Pension plan clients · 92 to 89
Jan 8, 2024 to Feb 29, 2024
Non-discretionary RAUM · $848M to $966M
Jan 8, 2024 to Feb 29, 2024
Pension RAUM · $848M to $966M
Jan 8, 2024 to Feb 29, 2024
RAUM · $848M to $966M
Jan 8, 2024 to Feb 29, 2024
Related adviser · false to true
Jan 8, 2024 to Feb 29, 2024
Accounts · 62 to 92
Feb 16, 2023 to Mar 6, 2023
Advisory employees · 4 to 6
Feb 16, 2023 to Mar 6, 2023
Pension plan clients · 62 to 92
Feb 16, 2023 to Mar 6, 2023
Employees · 5 to 7
Feb 16, 2023 to Mar 6, 2023
State-registered IARs · 4 to 6
Feb 16, 2023 to Mar 6, 2023
Non-discretionary RAUM · $806M to $848M
Feb 16, 2023 to Mar 6, 2023
Pension RAUM · $806M to $848M
Feb 16, 2023 to Mar 6, 2023
RAUM · $806M to $848M
Feb 16, 2023 to Mar 6, 2023
Accounts · 32 to 62
Mar 31, 2021 to Mar 28, 2022
Pension plan clients · 32 to 62
Mar 31, 2021 to Mar 28, 2022
State-registered IARs · 1 to 4
Mar 31, 2021 to Mar 28, 2022
Non-discretionary RAUM · $500M to $806M
Mar 31, 2021 to Mar 28, 2022
Pension RAUM · $500M to $806M
Mar 31, 2021 to Mar 28, 2022
RAUM · $500M to $806M
Mar 31, 2021 to Mar 28, 2022
Accounts · 8 to 32
Nov 4, 2020 to Mar 31, 2021
Advisory employees · 3 to 4
Nov 4, 2020 to Mar 31, 2021
Pension plan clients · 8 to 32
Nov 4, 2020 to Mar 31, 2021
Non-discretionary RAUM · $196M to $500M
Nov 4, 2020 to Mar 31, 2021
Pension RAUM · $196M to $500M
Nov 4, 2020 to Mar 31, 2021

Signals

10 dated events

Elizabeth Jessica Singer (Managing Director) appeared on Schedule A of Hauser Retirement Solutions 2 Llc
Nov 1, 2024 · Control person joined · fact
Kate Emily Tubesing (Managing Director) no longer on Schedule A of Hauser Retirement Solutions 2 Llc (listed 2024-10-23, absent 2024-11-01)
Nov 1, 2024 · Control person left · inference
Christa Jo Kreinest left Hauser Retirement Solutions 2 Llc for Global Retirement Partners Llc (registered 2026-05-05)
May 8, 2024 · Advisor changed firm · fact
Brian M Kilby left Hauser Retirement Solutions 2 Llc for Gallagher Fiduciary Advisors, Llc (registered 2024-05-03)
Apr 29, 2024 · Advisor changed firm · fact
2 advisors left Hauser Retirement Solutions, LLC (Cincinnati, OH) for Hauser Retirement Solutions 2 LLC on the same day
Jun 15, 2022 · Team lift-out · derived
Hauser Retirement Solutions 2 Llc reported RAUM $806.1M, up 61% from $500.3M (2021-03-31 to 2022-03-28)
Mar 28, 2022 · RAUM change · derived
Jo Christa Kreinest (Managing Director) no longer on Schedule A of Hauser Retirement Solutions 2 Llc (listed 2021-03-31, absent 2022-03-28)
Mar 28, 2022 · Control person left · inference
Robert Henry Nelson left Hauser Retirement Solutions 2 Llc for Retirement And Wealth At Alliant, Llc (registered 2022-05-11)
Feb 11, 2022 · Advisor changed firm · fact
Hauser Retirement Solutions 2 Llc reported RAUM $500.3M, up 155% from $196.1M (2020-11-04 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
Hauser Retirement Solutions 2 Llc filed its initial SEC registration (Form ADV)
Jul 11, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: thehausergroup.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 513-745-9200reportedpublic record, Form ADV, Apr 21, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $304Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026