DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mid-American Wealth Advisory Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Martin Bourquin49 Financial independent RIAMid-American Wealth Advisory Group independent RIARIA to RIAFeb 4, 2026Feb 20, 2026
Patrick Donald GuilfoyAe Wealth Management, LLC BD affiliatedMid-American Wealth Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2025Jul 10, 2025 (50 d)
Aubrianna Nicole PeckStepp & Rothwell Inc independent RIAMid-American Wealth Advisory Group independent RIARIA to RIAApr 3, 2023May 18, 2023 (45 d)
Mark Stephen FalterSound Income Strategies, LLC independent RIAMid-American Wealth Advisory Group no RAUMOtherJun 1, 2021Mar 31, 2021
Richard Caleb FalterSound Income Strategies, LLC independent RIAMid-American Wealth Advisory Group no RAUMOtherNov 4, 2020Dec 3, 2019
Joshua Stephen FalterSound Income Strategies, LLC independent RIAMid-American Wealth Advisory Group no RAUMOtherNov 4, 2020Nov 12, 2020
Timothy Coleman WomackCreative Planning independent RIAMid-American Wealth Advisory Group no RAUMRIA to a newly registered adviserDec 20, 2019Mar 20, 2020 (91 d)
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7 moves match.