DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••• P•••• A••••••• L••
Latest filing Mar 23, 2026
First filing on the tape May 28, 2019 · 20 filings
SEC status approved since Dec 10, 2021
RAUM
$572M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$562M individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$44.0M
derived; firm RAUM over IAPD count
Employees
21
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$572M as of Mar 23, 2026
Mar 1, 2022$147M then
HNW client RAUM$498M as of Mar 23, 2026
Mar 1, 2022$139M then
State-registered IARs (5.B.3)13 as of Mar 23, 2026
Mar 1, 20226 then
Employees (5.A)21 as of Mar 23, 2026
Mar 1, 202211 then
Private funds5 as of Mar 23, 2026
Mar 1, 20223 then
RAUM +10% over the last fiscal year+35% a year over threeIARs 9 to 13
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $40.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $709,584derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 14.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +44%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +39%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $362M, 94 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$498M87%
- Individuals$63.7M11%
- Pooled investment vehicles$10.3M1.8%
- Individual clients
- 185reported
- HNW clients
- 107reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 806reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $362M for 94 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.02 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• D••••• L•••• | Santa Barbara, Ca | Jan 29, 2020 | 19 y | 1 |
| C•••• A••• S•••••• | Santa Barbara, Ca | Jul 20, 2021 | 9 y | 0 |
| T•••••• R••••• L•••••••Chartered Financial Analyst | Conroe, Tx | Mar 1, 2022 | 13 y | 0 |
| K••• R•••••• S••••••••• | Austin, Tx | Mar 3, 2022 | 25 y | 0 |
| G•••• D•••••• H•••••••• | Santa Barbara, Ca | Apr 7, 2022 | 42 y | 2 |
| J••••• M•••••• V•••••••••Certified Financial Planner | Santa Barbara, Ca | Jul 20, 2023 | 15 y | 2 |
| E••• D•••• T•••••Chartered Financial Analyst | Santa Barbara, Ca | Sep 20, 2024 | 25 y | 0 |
| N••••••• S•••• T•••••• | Santa Barbara, Ca | Jan 24, 2025 | 11 y | 2 |
| Z•••••• J•••• P••••••Certified Financial Planner | Santa Barbara, Ca | May 23, 2025 | 12 y | 0 |
| C••••• B•••• H••••• | Santa Barbara, Ca | Jun 30, 2025 | 11 y | 0 |
| K•••••••• L••• N•••••Certified Financial Planner | Santa Barbara, Ca | Oct 8, 2025 | 11 y | 2 |
| D••• K••• C••••••• | Santa Barbara, Ca | Jan 27, 2026 | 33 y | 0 |
| D•••• P•••• F•••••• | Santa Barbara, Ca | Feb 2, 2026 | 13 y | 0 |
| G•••• C•••••• M••••••••Certified Financial Planner | Santa Barbara, Ca | Sep 14, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- M•••• K•••••• V•• D•• M•• to A•••••••• F•••••••• P•••••••Jun 25, 2025 · RIA to a state-registered adviser
- M••• A•••• B•••••• to M••••• G••••• A••••••• I•••Sep 20, 2024 · RIA to RIA
Joined, latest
- K•••••••• L••• N••••• from J••• M••••• S••••••••• L••Oct 8, 2025 · Wirehouse to independent RIA
- N••••••• S•••• T•••••• from C••••••••• F•••••••• N••••••Jan 24, 2025 · Affiliated broker-dealer or bank to independent RIA
- J••••• M•••••• V••••••••• from M••• W•••••Jul 20, 2023 · RIA to RIA
- G•••• D•••••• H•••••••• from G•••• H••••••••• I••••••••• C••••••Apr 7, 2022 · Other
- B•••• D••••• L•••• from W••• C•••• F••••••••• L••Jan 29, 2020 · RIA to RIA
- M•••• K•••••• V•• D•• M•• from W••• C•••• F••••••••• L••Jan 2, 2020 · RIA to a newly registered adviser
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• P•••• R••••••• 2• L••• | Private Equity Fund | $2.6M | 25 | Mar 17, 2023 |
| P•••••• P•••• R• 2•••• L••• | Private Equity Fund | $2.3M | 35 | Mar 1, 2022 |
| P•••••• P•••• R• 2•••• L••• | Private Equity Fund | $1.8M | 26 | Mar 27, 2024 |
| P•••••• P•••• R• 1• L••• | Private Equity Fund | $1.8M | 23 | Nov 11, 2021 |
| P•••••• P•••• P• 1• L••• | Private Equity Fund | $1.8M | 6 | Nov 11, 2021 |
Owners and control persons
Schedule A and B, latest filing
- L••••• B••••• D••••• · Managing Member And Chief Compliance Officercontrolsince 04/2019 · owns 50% to 75%
- S••••••••• K•••• R•••••• · Membercontrolsince 01/2022 · owns 25% to 50%
- C••••••••• J••••• J••• · Membersince 01/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
- P•••••• P•••• P• G•• L••pooled vehicle sponsory
- P•••••• P•••• R• G•• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Santa Barbara, Ca · principal | 13 | 3 | 0 | ||
| Bend, Or | 1 | 1 | 0 | ||
| Dallas, Tx | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 788 to 806Mar 31, 2025 to Mar 23, 2026
- Advisory employees · 9 to 13Mar 31, 2025 to Mar 23, 2026
- HNW clients · 91 to 107Mar 31, 2025 to Mar 23, 2026
- Individual clients · 119 to 185Mar 31, 2025 to Mar 23, 2026
- Assets in custody · $342M to $362MMar 31, 2025 to Mar 23, 2026
- Employees · 19 to 21Mar 31, 2025 to Mar 23, 2026
- State-registered IARs · 9 to 13Mar 31, 2025 to Mar 23, 2026
- Discretionary RAUM · $518M to $572MMar 31, 2025 to Mar 23, 2026
- HNW RAUM · $438M to $498MMar 31, 2025 to Mar 23, 2026
- Individual RAUM · $70.1M to $63.7MMar 31, 2025 to Mar 23, 2026
- RAUM · $518M to $572MMar 31, 2025 to Mar 23, 2026
- Accounts · 605 to 788Jul 26, 2024 to Mar 31, 2025
- Advisory employees · 8 to 9Jul 26, 2024 to Mar 31, 2025
- HNW clients · 95 to 91Jul 26, 2024 to Mar 31, 2025
- Individual clients · 124 to 119Jul 26, 2024 to Mar 31, 2025
- Assets in custody · $74.9M to $342MJul 26, 2024 to Mar 31, 2025
- Employees · 15 to 19Jul 26, 2024 to Mar 31, 2025
- Financial planning clients · 101-250 to 101-250Jul 26, 2024 to Mar 31, 2025
- State-registered IARs · 8 to 9Jul 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $372M to $518MJul 26, 2024 to Mar 31, 2025
- HNW RAUM · $327M to $438MJul 26, 2024 to Mar 31, 2025
- Individual RAUM · $34.6M to $70.1MJul 26, 2024 to Mar 31, 2025
- RAUM · $372M to $518MJul 26, 2024 to Mar 31, 2025
- Accounts · 477 to 605Jan 29, 2024 to Mar 27, 2024
- Advisory employees · 7 to 8Jan 29, 2024 to Mar 27, 2024
- HNW clients · 93 to 95Jan 29, 2024 to Mar 27, 2024
- Individual clients · 96 to 124Jan 29, 2024 to Mar 27, 2024
- Pooled vehicle clients · 4 to 5Jan 29, 2024 to Mar 27, 2024
- Assets in custody · $47.0M to $74.9MJan 29, 2024 to Mar 27, 2024
- Employees · 12 to 15Jan 29, 2024 to Mar 27, 2024
- State-registered IARs · 7 to 8Jan 29, 2024 to Mar 27, 2024
- Other offices · 1 to 0Jan 29, 2024 to Mar 27, 2024
- Private funds · 4 to 5Jan 29, 2024 to Mar 27, 2024
- Discretionary RAUM · $235M to $372MJan 29, 2024 to Mar 27, 2024
- HNW RAUM · $196M to $327MJan 29, 2024 to Mar 27, 2024
- Individual RAUM · $30.4M to $34.6MJan 29, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $8.5M to $10.3MJan 29, 2024 to Mar 27, 2024
- RAUM · $235M to $372MJan 29, 2024 to Mar 27, 2024
- Accounts · 290 to 477Nov 22, 2022 to Mar 17, 2023
- Advisory employees · 6 to 7Nov 22, 2022 to Mar 17, 2023
Signals
7 dated events
- G•••• C•••••• M•••••••• registered as an investment adviser representative at P•••••• P•••• A••••••• L••Sep 14, 2026 · Advisor registered · fact
- M•••• K•••••• V•• D•• M•• left P•••••• P•••• A••••••• L•• for A•••••••• F•••••••• P••••••• (registered 2025-08-27)Jun 25, 2025 · Advisor changed firm · fact
- P•••••• P•••• A••••••• L•• reported RAUM $518.2M, up 39% from $371.8M (2024-07-26 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- M••• A•••• B•••••• left P•••••• P•••• A••••••• L•• for M••••• G••••• A••••••• I••• (registered 2024-12-12)Sep 20, 2024 · Advisor changed firm · fact
- P•••••• P•••• A••••••• L•• reported RAUM $371.8M, up 59% from $234.5M (2024-01-29 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Richard Kurt Schliemann (Member) appeared on Schedule A of P•••••• P•••• A••••••• L••Mar 17, 2023 · Control person joined · fact
- P•••••• P•••• A••••••• L•• filed its initial SEC registration (Form ADV)May 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••• P•••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
- P•••••• P•••• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 805-567-4288reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/painted-porch-advisors-llc?trk=public_preportedpublic record, Form ADV, Sep 18, 2026
- Website
- paintedporchadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 805-567-4288reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- paintedporchadvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- paintedporchadvisors.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026