DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Amc Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Michael Cross | Carson Capital state registered | Amc Wealth Management, LLC state registered | Other | Sep 27, 2024 | Sep 30, 2024 |
| Hetal Lilish Saki | Citizens Securities, Inc. BD affiliated | Amc Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 27, 2024 | Jan 16, 2025 (203 d) |
| James Scott Taylor | Retirement Planners Of America independent RIA | Amc Wealth Management, LLC state registered | RIA to a state-registered adviser | May 3, 2024 | Jun 19, 2024 (47 d) |
| Monique Holloway | Third Sigma Investment Advisors LLC mixed wealth | Amc Wealth Management, LLC state registered | RIA to a state-registered adviser | Oct 23, 2023 | Nov 15, 2023 |
| Alexander Joseph Hunt | The Appleton Group, LLC independent RIA | Amc Wealth Management, LLC state registered | RIA to a state-registered adviser | Jun 2, 2021 | Apr 20, 2022 (322 d) |
| Dino Patelis | Edward Jones national BD | Amc Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2021 | Dec 3, 2021 (302 d) |
| Adam Michael Cross | Northern Trust Securities, Inc BD affiliated | Amc Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 13, 2020 | Jul 13, 2020 |
| Jason Philip Koenig | Edward Jones national BD | Amc Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 3, 2020 | Mar 25, 2022 (752 d) |
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8 moves match.