DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Spirepoint Private Client, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Courtenay J Satterwhite | Morgan Stanley wirehouse | Spirepoint Private Client, LLC independent RIA | Wirehouse to independent RIA | Feb 19, 2026 | Feb 25, 2026 |
| Ronnie James Marceaux | Morgan Stanley wirehouse | Spirepoint Private Client, LLC independent RIA | Wirehouse to independent RIA | Sep 19, 2025 | Sep 9, 2025 |
| Robert C Scarborough | Morgan Stanley wirehouse | Spirepoint Private Client, LLC independent RIA | Wirehouse to independent RIA | Sep 3, 2025 | Sep 9, 2025 |
| Kim M Orsi | Morgan Stanley wirehouse | Spirepoint Private Client, LLC independent RIA | Wirehouse to independent RIA | Sep 1, 2025 | Sep 19, 2025 |
| Trent H Leyda | Morgan Stanley wirehouse | Spirepoint Private Client, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 9, 2023 | Oct 13, 2023 |
| Susan A Zimmerman | Morgan Stanley wirehouse | Spirepoint Private Client, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 9, 2023 | Oct 13, 2023 |
| Hakyung Kay Campione | Morgan Stanley wirehouse | Spirepoint Private Client, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 9, 2023 | Oct 16, 2023 |
| James Andrew Beindorf | Morgan Stanley wirehouse | Spirepoint Private Client, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 9, 2023 | Oct 16, 2023 |
| Tara Carabello | Raymond James Financial Services Advisors, Inc BD affiliated | Spirepoint Private Client, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 29, 2023 | Oct 13, 2023 (45 d) |
Page 1 of 1
9 moves match.