DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M•••••••• W••••• M•••••••••

Independent wealth managerTempe, ArizonaCRD 332433SEC 801-130933websiteIAPD
Legal name M•••••••• W••••• M••••••••• L••
Latest filing Jun 30, 2026
First filing on the tape Jul 18, 2024 · 17 filings
SEC status approved since Aug 16, 2024
RAUM
$143M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$141M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$20.5M
derived; firm RAUM over IAPD count
Employees
19
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$143M as of Jun 30, 2026
Feb 24, 2025$102M then
HNW client RAUM$55.4M as of Jun 30, 2026
Feb 24, 2025$0 then
State-registered IARs (5.B.3)7 as of Jun 30, 2026
Feb 24, 20255 then
Employees (5.A)19 as of Jun 30, 2026
Feb 24, 202516 then
Private funds: no history
RAUM +40% over the last fiscal yearIARs 5 to 7
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$20.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
51derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$169,277derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.7derivedItem 5.A over advisors
Advisors per office
2.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+40%derivedbetween the last two annual amendments
Advisor growth, one year
+40%derivedItem 5.B.3 between annual amendments
Client growth, one year
+22%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
$143MreportedItem 5.I
Custody
$12.0M, 45 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$85.7M60%
  • High-net-worth individuals$55.4M39%
  • Pension and profit-sharing plans$1.8M1.3%
  • Corporations and businesses$308,2080.2%
Individual clients
326reported
HNW clients
28reported
Pension plan clients
11reported
Charitable clients
0reported
Accounts
846reported
Financial planning clients
251-500reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$12.0M for 45 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••••• L••• V•••••Certified Financial PlannerTempe, AzAug 23, 202410 y3
L••• G• M••••••••Tempe, AzSep 9, 202411 y1
K•••••• S•••••• H•••••Tempe, AzSep 11, 202417 y2
M••• G•••••••Tempe, AzJan 30, 202517 y2
E•••• B•••Tempe, AzApr 4, 202512 y0
N••••• N•••• F••••••Certified Financial PlannerTempe, AzMar 20, 202622 y6
K•••• S•••••• B•••Grand Prairie, Tx Apr 3, 202632 y0
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount2 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • M••••••••• L•••• G• · Founder/Ceocontrol
    since 05/2014 · owns 75% or more
  • V•••••• J•••••• L••• · Ccocontrol
    since 07/2024 · owns less than 5%
Related persons
Schedule D 7.A
Advisers that list M•••••••• W••••• M••••••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Tempe, Az · principal721
Offices
Schedule D 1.F, the 25 largest
  • Tucson, AZ1 employees
  • Valencia, CA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • RAUM up 25 %Change between filings · filing Feb 18, 2026
    RAUM (Item 5.F) moved from $102,335,147 to $143,208,495 (+40.0%) between the annual amendments of 2025-03-11 and 2026-02-18; the peer median change was +15.0% (4550 comparable advisers, 93.0th percentile of changes)
    peers: independent wealth managers, $100M to $500M (4,550) · 93% percentile
  • HNW share shiftChange between filings · filing Feb 18, 2026
    HNW share of RAUM moved from 0.0% to 39.0% between the annual amendments of 2025-03-11 and 2026-02-18
    peers: independent wealth managers, $100M to $500M (5,676)
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 636 to 846
    Oct 30, 2025 to Feb 18, 2026
  • Advisory employees · 5 to 7
    Oct 30, 2025 to Feb 18, 2026
  • Corporate clients · 3 to 1
    Oct 30, 2025 to Feb 18, 2026
  • HNW clients · 0 to 28
    Oct 30, 2025 to Feb 18, 2026
  • Individual clients · 291 to 326
    Oct 30, 2025 to Feb 18, 2026
  • Pension plan clients · 8 to 11
    Oct 30, 2025 to Feb 18, 2026
  • Assets in custody · $8.6M to $12.0M
    Oct 30, 2025 to Feb 18, 2026
  • Employees · 16 to 19
    Oct 30, 2025 to Feb 18, 2026
  • Insurance-licensed employees · 1 to 0
    Oct 30, 2025 to Feb 18, 2026
  • State-registered IARs · 5 to 7
    Oct 30, 2025 to Feb 18, 2026
  • Discretionary RAUM · $102M to $143M
    Oct 30, 2025 to Feb 18, 2026
  • HNW RAUM · $0 to $55.4M
    Oct 30, 2025 to Feb 18, 2026
  • Individual RAUM · $99.3M to $85.7M
    Oct 30, 2025 to Feb 18, 2026
  • Pension RAUM · $565,860 to $1.8M
    Oct 30, 2025 to Feb 18, 2026
  • RAUM · $102M to $143M
    Oct 30, 2025 to Feb 18, 2026
  • Wrap assets (sponsor) · $1.5M to $0
    Oct 30, 2025 to Feb 18, 2026
  • Related insurance company · false to true
    Jul 24, 2025 to Oct 30, 2025
  • Financial planning clients · 251-500 to 251-500
    Jun 16, 2025 to Jul 24, 2025
  • Accounts · 668 to 636
    Dec 17, 2024 to Feb 24, 2025
  • Corporate clients · 0 to 3
    Dec 17, 2024 to Feb 24, 2025
  • HNW clients · 33 to 0
    Dec 17, 2024 to Feb 24, 2025
  • Individual clients · 366 to 291
    Dec 17, 2024 to Feb 24, 2025
  • Pension plan clients · 0 to 8
    Dec 17, 2024 to Feb 24, 2025
  • Assets in custody · unset to 8551528.0
    Dec 17, 2024 to Feb 24, 2025
  • Custody of client assets · false to true
    Dec 17, 2024 to Feb 24, 2025
  • Employees · 13 to 16
    Dec 17, 2024 to Feb 24, 2025
  • Insurance-licensed employees · 2 to 1
    Dec 17, 2024 to Feb 24, 2025
  • Discretionary RAUM · $100M to $102M
    Dec 17, 2024 to Feb 24, 2025
  • HNW RAUM · $36.0M to $0
    Dec 17, 2024 to Feb 24, 2025
  • Individual RAUM · $64.3M to $99.3M
    Dec 17, 2024 to Feb 24, 2025
  • Pension RAUM · $0 to $565,860
    Dec 17, 2024 to Feb 24, 2025
  • RAUM · $100M to $102M
    Dec 17, 2024 to Feb 24, 2025
  • Wrap assets (sponsor) · $0 to $1.5M
    Dec 17, 2024 to Feb 24, 2025
  • Accounts · 0 to 668
    Dec 11, 2024 to Dec 17, 2024
  • HNW clients · 0 to 33
    Dec 11, 2024 to Dec 17, 2024
  • Individual clients · 0 to 366
    Dec 11, 2024 to Dec 17, 2024
  • Financial planning clients · 0 to 251-500
    Dec 11, 2024 to Dec 17, 2024
  • Discretionary RAUM · $0 to $100M
    Dec 11, 2024 to Dec 17, 2024
  • HNW RAUM · $0 to $36.0M
    Dec 11, 2024 to Dec 17, 2024
  • Individual RAUM · $0 to $64.3M
    Dec 11, 2024 to Dec 17, 2024
Signals
3 dated events
  • J••••• R•• H•••••••• left M•••••••• W••••• M••••••••• for P••••• S••••• F••••••••• (registered 2026-04-22)
    Mar 10, 2026 · Advisor changed firm · fact
  • D•••• G••• T••••• left M•••••••• W••••• M••••••••• for Corient (registered 2025-01-08)
    Oct 3, 2024 · Advisor changed firm · fact
  • M•••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)
    Jul 18, 2024 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@martinsenwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
480-452-1691reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
480-550-6556reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/martinsen-wealth-mangementreportedpublic record, Form ADV, Sep 18, 2026
Website
MartinsenWealth.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
480-550-6556reportedpublic record, Form ADV, Jun 30, 2026
Team page
martinsenwealth.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$20.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026