DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•• W•••••
Legal name B•• W•••••• I•••
Latest filing Jul 16, 2026
First filing on the tape Mar 15, 2012 · 34 filings
SEC status approved since Apr 18, 1995
RAUM
$620M
reported, Item 5.F
Discretionary
17%
of RAUM
Private clients
99%
$614M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$103M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$620M as of Jul 16, 2026
Mar 15, 2012$86.7M then
HNW client RAUM$442M as of Jul 16, 2026
Mar 28, 2018$101M then
State-registered IARs (5.B.3)5 as of Jul 16, 2026
Mar 15, 20120 then
Employees (5.A)8 as of Jul 16, 2026
Mar 15, 20133 then
Private funds: no history
RAUM +23% over the last fiscal year+24% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $103MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 89derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 17%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$442M71%
- Individuals$172M28%
- Corporations and businesses$5.6M0.9%
- Charitable organizations$468,2940.1%
- Individual clients
- 146reported
- HNW clients
- 388reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 542reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• N••• A•••••••Certified Financial Planner | Rock Hill, Sc | Feb 24, 2017 | 48 y | 1 |
| G•••• M••• G••••••• | Rock Hill, Sc | Jan 10, 2024 | 12 y | 1 |
| G•••••• S•••• V••••••Certified Financial Planner | Rock Hill, Sc | Nov 29, 2024 | 11 y | 2 |
| D••••• M•••••• H•••••••Certified Financial Planner | Rock Hill, Sc | Jan 17, 2025 | 11 y | 2 |
| J••••• R••••• Z••••••• | Rock Hill, Sc | Jun 20, 2025 | 23 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A••• E••• A••••••• to E••••• J••••Jul 2, 2015 · Other
Joined, latest
- J••••• R••••• Z••••••• from F•••• C••••••• A•••• M••••••••• I••Jun 20, 2025 · RIA to RIA
- D••••• M•••••• H••••••• from W•••••• A•••••••• L••Jan 17, 2025 · RIA to RIA
- G•••••• S•••• V•••••• from A••••• A•• P••••••• S•••••••Nov 29, 2024 · Affiliated broker-dealer or bank to independent RIA
- G•••• M••• G••••••• from V••••••• A•••••••• I•••Jan 10, 2024 · Affiliated broker-dealer or bank to independent RIA
- B•••••• N••• A••••••• from C••••••••• I••••••••• A••••••• L••Feb 24, 2017 · Other
- A••• E••• A••••••• from E••••• J••••Oct 6, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• A••• E••• M•• · President/Chief Compliance Officercontrolsince 07/2020 · owns 75% or more
Related persons
Schedule D 7.A
- B•• W•••••broker-dealerinvestment adviseryRAUM $620M
Advisers that list B•• W••••• as a related person
- 39326 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rock Hill, Sc · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 5, 2026discretionary share of RAUM moved from 0.0% to 17.0% between the annual amendments of 2025-03-18 and 2026-03-05peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 473 to 542Feb 25, 2026 to Mar 5, 2026
- Charity clients · 0 to 2Feb 25, 2026 to Mar 5, 2026
- Corporate clients · 0 to 6Feb 25, 2026 to Mar 5, 2026
- HNW clients · 248 to 388Feb 25, 2026 to Mar 5, 2026
- Individual clients · 225 to 146Feb 25, 2026 to Mar 5, 2026
- Discretionary RAUM · $0 to $106MFeb 25, 2026 to Mar 5, 2026
- HNW RAUM · $399M to $442MFeb 25, 2026 to Mar 5, 2026
- Individual RAUM · $105M to $172MFeb 25, 2026 to Mar 5, 2026
- Non-discretionary RAUM · $504M to $514MFeb 25, 2026 to Mar 5, 2026
- RAUM · $504M to $620MFeb 25, 2026 to Mar 5, 2026
- Advisory employees · 6 to 5Jan 13, 2026 to Feb 25, 2026
- Advisory activities · 3 to 4Jan 13, 2026 to Feb 25, 2026
- Employees · 9 to 8Jan 13, 2026 to Feb 25, 2026
- Related broker-dealer · true to falseJan 13, 2026 to Feb 25, 2026
- Related insurance company · true to falseJan 13, 2026 to Feb 25, 2026
- Accounts · 424 to 473Jul 9, 2024 to Mar 18, 2025
- Advisory employees · 3 to 6Jul 9, 2024 to Mar 18, 2025
- BD registered reps · 4 to 5Jul 9, 2024 to Mar 18, 2025
- Individual clients · 213 to 225Jul 9, 2024 to Mar 18, 2025
- Employees · 5 to 9Jul 9, 2024 to Mar 18, 2025
- Insurance-licensed employees · 1 to 0Jul 9, 2024 to Mar 18, 2025
- Financial planning clients · 101-250 to 251-500Jul 9, 2024 to Mar 18, 2025
- State-registered IARs · 3 to 5Jul 9, 2024 to Mar 18, 2025
- HNW RAUM · $302M to $399MJul 9, 2024 to Mar 18, 2025
- Individual RAUM · $72.5M to $105MJul 9, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $375M to $504MJul 9, 2024 to Mar 18, 2025
- RAUM · $375M to $504MJul 9, 2024 to Mar 18, 2025
- Individual clients · 176 to 213Apr 30, 2024 to Jul 9, 2024
- Individual RAUM · $78.4M to $72.5MApr 30, 2024 to Jul 9, 2024
- Non-discretionary RAUM · $380M to $375MApr 30, 2024 to Jul 9, 2024
- RAUM · $380M to $375MApr 30, 2024 to Jul 9, 2024
- Accounts · 405 to 424Mar 23, 2023 to Mar 29, 2024
- Advisory employees · 2 to 3Mar 23, 2023 to Mar 29, 2024
- BD registered reps · 3 to 4Mar 23, 2023 to Mar 29, 2024
- HNW clients · 195 to 248Mar 23, 2023 to Mar 29, 2024
- Individual clients · 210 to 176Mar 23, 2023 to Mar 29, 2024
- Employees · 3 to 5Mar 23, 2023 to Mar 29, 2024
- State-registered IARs · 2 to 3Mar 23, 2023 to Mar 29, 2024
- HNW RAUM · $260M to $302MMar 23, 2023 to Mar 29, 2024
- Individual RAUM · $67.5M to $78.4MMar 23, 2023 to Mar 29, 2024
Signals
4 dated events
- B•• W••••• reported RAUM $504.0M, up 35% from $374.6M (2024-07-09 to 2025-03-18)Mar 18, 2025 · RAUM change · derived
- Lawrence David Vitez (President/Chief Compliance Officer) no longer on Schedule A of B•• W••••• (listed 2020-08-05, absent 2020-09-14)Sep 14, 2020 · Control person left · inference
- A••• E••• Mr. A••••••• (President/Chief Compliance Officer) appeared on Schedule A of B•• W•••••Sep 14, 2020 · Control person joined · fact
- B•• W••••• reported RAUM $167.6M, down 43% from $292.0M (2018-01-22 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- B•• W••••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 803-324-7100reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 803-366-8371reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/bna-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- bnawealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 803-324-7100reportedpublic record, Form ADV, Jul 16, 2026
- Team page
- bnacpa.com/about/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $103Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026