RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Acon Investments Management, LLC CRD 162033 | Washington, DC | asset manager | $193M | 0.0% | 0 | n/a | 1 | 0 |
| Seaf CRD 161539 | Washington, DC | asset manager | $187M | 0.0% | 0 | n/a | 9 | 11 |
| Darby Overseas Partners, L.P. CRD 160799 | Washington, DC | asset manager | $154M | 0.0% | 0 | n/a | 1 | 0 |
| M•••••••• C•••••• M••••••••• CRD 153395 | Washington, DC | asset manager | $140M | 0.0% | 0 | n/a | 0 | 3 |
| S••••• I••••••••• S••••••••• L•• CRD 318820 | Washington, DC | mixed wealth | $37.1M | 43% | 2 | $18.5M | 0 | 1 |
| N••••••• R••• E••••• A••••••• CRD 148615 | Washington, DC | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| M••••••••• W••••• M••••••••• CRD 23189 | Washington, DC | no RAUM | $0 | n/a | 25 | n/a | 0 | 0 |
| H••••••••• I••••••••• A•••••••• L•• CRD 289909 | Washington, DC | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| A••••• C••••••• I••• CRD 334835 | Washington, DC | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
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