RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Bauman Wealth Advisors CRD 153061 | Las Vegas, NV | independent RIA | $206M | 99% | 5 | $41.3M | 2 | 0 |
| Manhattan Global Asset Management LLC CRD 334452 | Las Vegas, NV | independent RIA | $206M | 100% | 1 | $206M | 1 | 0 |
| Athena Wealth Management, LLC CRD 319373 | Reno, NV | independent RIA | $174M | 98% | 1 | $174M | 4 | 0 |
| P••••••• C•••••• M••••••••• CRD 120805 | Reno, NV | independent RIA | $173M | 100% | 1 | $173M | 0 | 0 |
| B••••• C•••••• M••••••••• L•• CRD 311438 | Las Vegas, NV | asset manager | $169M | 0.0% | 0 | n/a | 0 | 3 |
| R••• • P••••• F•••••••• S•••••••• L•• CRD 130189 | Elko, NV | independent RIA | $160M | 96% | 3 | $53.2M | 0 | 0 |
| E•••••• P•••••••• L•• CRD 158386 | Reno, NV | independent RIA | $155M | 98% | 5 | $30.9M | 6 | 3 |
| A••• I•••••• I•• CRD 150953 | Las Vegas, NV | independent RIA | $151M | 100% | 14 | $10.8M | 1 | 0 |
| C••••• W••••• M••••••••• L•• CRD 312245 | Henderson, NV | independent RIA | $149M | 100% | 2 | $74.3M | 1 | 0 |
| U••• W••••• M••••••••• L•• CRD 310879 | Las Vegas, NV | independent RIA | $146M | 100% | 1 | $146M | 0 | 0 |
| C••••••••• F••• A••••••• CRD 327121 | Reno, NV | asset manager | $145M | 0.0% | 0 | n/a | 4 | 0 |
| G• F•••••••• CRD 110478 | Reno, NV | independent RIA | $134M | 96% | 2 | $66.9M | 0 | 0 |
| H••• • C••••• F•••••••• G•••• L•• CRD 150601 | Las Vegas, NV | independent RIA | $129M | 84% | 4 | $32.2M | 2 | 0 |
| S••••• M••••••••• G•••• CRD 307227 | Reno, NV | independent RIA | $127M | 97% | 2 | $63.5M | 0 | 2 |
| R•• P••••••• S••••••••• I••• CRD 8425 | Henderson, NV | independent RIA | $110M | 98% | 2 | $55.1M | 1 | 0 |
| P••••••••• F•••••••• A•••••••• I••• CRD 338952 | Minden, NV | independent RIA | $108M | 100% | 1 | $108M | 1 | 0 |
| F••••••••• C•••••• CRD 323596 | Las Vegas, NV | independent RIA | $108M | 99% | 21 | $5.1M | 19 | 0 |
| B••••••• P••••••• P••••••• L•• CRD 326699 | Las Vegas, NV | independent RIA | $98.4M | 86% | 3 | $32.8M | 3 | 0 |
| R••••••• C•••••• M••••••••• L•• CRD 107711 | Las Vegas, NV | asset manager | $74.2M | 2.6% | 0 | n/a | 0 | 0 |
| B••••••••• CRD 337959 | Henderson, NV | asset manager | $62.3M | 0.0% | 1 | $62.3M | 1 | 0 |
| U•••••••• V•••• A••••••• CRD 285644 | Reno, NV | asset manager | $51.9M | 0.0% | 2 | $26.0M | 0 | 0 |
| F••• A•••• M••••••• CRD 315856 | Reno, NV | asset manager | $24.8M | 0.0% | 0 | n/a | 1 | 2 |
| M••• E•• L•• CRD 324607 | Las Vegas, NV | asset manager | $12.0M | 0.0% | 2 | $6.0M | 2 | 0 |
| K•••••••• C•••••• M••••••••• CRD 316562 | Las Vegas, NV | asset manager | $5.5M | 0.0% | 0 | n/a | 0 | 0 |
| R••••••• C•••••• M••••••••• L•• CRD 162781 | Reno, NV | independent RIA | $180,000 | 100% | 0 | n/a | 0 | 0 |
| T••••••••• M•••• L•• CRD 329306 | Reno, NV | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
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