DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sigma Investment Counselors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel James Robinson | Sigma Investment Counselors independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 21, 2023 | Nov 21, 2023 (123 d) |
| Anthony J. Basalla | Sigma Investment Counselors other | Cerity Partners LLC other | Other | May 15, 2017 | Jul 20, 2017 (66 d) |
| Suzanne Marie Antonelli | Sigma Investment Counselors other | Antonelli Financial Advisors, LLC independent RIA | Other | Feb 1, 2017 | Apr 3, 2020 (1157 d) |
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3 moves match.