DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sei Investments Management Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Sheridan Heenan | Sei Investments Management Corp other | RBC Capital Markets, LLC national BD | Other | Apr 2, 2008 | Mar 7, 2008 |
| Margaret Pundmann Fortner | Sei Investments Management Corp other | Edward Jones national BD | Other | Jan 14, 2008 | Feb 5, 2019 (4040 d) |
| Jeannette Leigh Kleeman Grabe | Sei Investments Management Corp other | Veritable LP other | Other | Jun 7, 2007 | Apr 17, 2014 (2506 d) |
| Benjamin Monroe Dourte | Sei Investments Management Corp other | Ege Advisors, Ltd. unclassified | Other | Feb 21, 2007 | Feb 16, 2007 |
| Joel Richard Morris | Sei Investments Management Corp other | LPL Financial LLC other | Other | Sep 13, 2004 | Sep 29, 2004 |
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125 moves match.