DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Windsor Wealth Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Randall Dean ClarkWindsor Wealth Management, Inc. independent RIACorient independent RIARIA to RIANov 13, 2023Oct 31, 2023
Robert Stephen KasparWindsor Wealth Management, Inc. independent RIACorient independent RIARIA to RIANov 13, 2023Oct 31, 2023
Sandra Ruth VilligerWindsor Wealth Management, Inc. independent RIACorient independent RIARIA to RIANov 13, 2023Oct 31, 2023
Brian Todd ShupeWindsor Wealth Management, Inc. independent RIACorient independent RIARIA to RIANov 13, 2023Oct 31, 2023
Matthew Brian UlsasWindsor Wealth Management, Inc. independent RIACorient independent RIARIA to RIANov 13, 2023Oct 31, 2023
James Michael LeachWindsor Wealth Management, Inc. independent RIACorient independent RIARIA to RIANov 13, 2023Oct 31, 2023
Mark A WittlederWindsor Wealth Management, Inc. independent RIACorient independent RIARIA to RIANov 13, 2023Oct 31, 2023
Bret James HorsfieldWindsor Wealth Management, Inc. independent RIACorient independent RIARIA to RIANov 13, 2023Oct 31, 2023
Frank Joseph EspositoWindsor Wealth Management, Inc. independent RIASanctuary Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 15, 2022Feb 15, 2022
Niki Fowler WoodworthWindsor Wealth Management, Inc. independent RIASanctuary Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 15, 2022Feb 15, 2022
Timothy T WrightWindsor Wealth Management, Inc. independent RIASanctuary Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 12, 2021Jul 21, 2022 (555 d)
Jamie Nicole VladuchickWindsor Wealth Management, Inc. independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAMay 26, 2020Aug 26, 2021 (457 d)
Dean Paul WeseliWindsor Wealth Management, Inc. independent RIAGoelzer Investment Management independent RIARIA to RIAJun 3, 2019Jun 6, 2019
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13 moves match.