DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Heber Fuger Wendin Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward John Meier | Heber Fuger Wendin Inc other | Mariner BD affiliated | Other | Oct 14, 2022 | Aug 1, 2022 |
| Christopher Randolph Baccella | Heber Fuger Wendin Inc other | Mariner BD affiliated | Other | Oct 14, 2022 | Aug 1, 2022 |
| Donald Birrell Jeffery | Heber Fuger Wendin Inc other | Mariner BD affiliated | Other | Oct 14, 2022 | Aug 1, 2022 |
| Gary L Altman | Heber Fuger Wendin Inc other | Mariner BD affiliated | Other | Oct 14, 2022 | Aug 1, 2022 |
| Rebecca L. Gersonde | Heber Fuger Wendin Inc other | Mcqueen Financial Advisors II, Inc. other | Other | Oct 5, 2022 | Jan 17, 2025 (835 d) |
| Bradley Allen Davis | Heber Fuger Wendin Inc other | Secure Asset Management, L.L.C. independent RIA | Other | Nov 8, 2021 | Feb 9, 2022 (93 d) |
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6 moves match.