DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kennedy Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anil ThomasKennedy Capital Management otherStephens Investment Management Group, LLC asset managerOtherJul 15, 2024Aug 9, 2024
Timothy Paul HasaraKennedy Capital Management otherSinnet Capital Management, LLC state registeredOtherJun 9, 2021Jul 17, 2025 (1499 d)
David Charles CarsonKennedy Capital Management otherCapital Client Group, Inc. no RAUMOtherAug 3, 2020Aug 26, 2020
Kevin Christopher DielschneiderKennedy Capital Management otherWells Fargo Advisors wirehouseOtherNov 20, 2019Jan 14, 2025 (1882 d)
Chad Edward HoffmanKennedy Capital Management otherWcm Investment Management otherOtherDec 27, 2018Mar 24, 2020 (453 d)
Craig Anthony BrannamKennedy Capital Management otherWells Fargo Advisors wirehouseOtherNov 7, 2018Nov 14, 2018
Donald Richard FrankKennedy Capital Management otherFisher Investments independent RIAOtherAug 7, 2018Jun 14, 2019 (311 d)
Brandon Luke MallinckrodtKennedy Capital Management otherJag Capital Management LLC otherOtherDec 5, 2016Dec 6, 2016
Joseph Gilbert KinnisonKennedy Capital Management otherArgent Capital Management LLC otherOtherJun 12, 2012Nov 22, 2012 (163 d)
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9 moves match.