DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Delta Advisory Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Larry Eugene Foster | Delta Advisory Group, Inc. independent RIA | Horter Investment Management, LLC independent RIA | RIA to RIA | Jan 25, 2023 | Feb 21, 2023 |
| Alexander Joseph Moore | Delta Advisory Group, Inc. independent RIA | Aegis Wealth Management, LLC independent RIA | RIA to RIA | Jun 30, 2022 | Mar 28, 2018 |
| Christopher Elliott Truesdell | Delta Advisory Group, Inc. other | Delta Capital Management, LLC independent RIA | Other | Oct 6, 2017 | Apr 11, 2016 |
| Myra Pearle Nicholson | Delta Advisory Group, Inc. other | International Assets Investment Management, LLC other | Other | Mar 28, 2017 | Apr 14, 2017 |
| Barbara Gayle Deboer | Delta Advisory Group, Inc. other | Morgan Stanley wirehouse | Other | Nov 10, 2004 | Dec 21, 2011 (2597 d) |
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5 moves match.