DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Planned Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Morrie Wolbrum Reiff | Planned Asset Management independent RIA | Independent Financial Group, LLC other | Other | Apr 29, 2025 | May 4, 2010 |
| Paul Sueyuki Okawa | Planned Asset Management independent RIA | Independent Financial Group, LLC other | Other | Apr 29, 2025 | Apr 28, 2010 |
| Lawrence Ira Schechter | Planned Asset Management independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Apr 29, 2025 | Apr 11, 2025 |
| Bryon W Smith | Planned Asset Management independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Aug 5, 2024 | Jun 10, 2024 |
| Erick Baer | Planned Asset Management other | J P Turner & Company Capital Management, LLC other | Other | Jul 13, 2011 | Jun 2, 2011 |
| Paul Sueyuki Okawa | Planned Asset Management other | Quantitative Strategies, Inc. other | Other | Dec 31, 2009 | Nov 7, 2002 |
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6 moves match.