DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Simply Money Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Glenn DownsSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 21, 2018
Brian Davis JamesSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 21, 2018
Andrew Joseph ShaferSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 27, 2018
Eva PurvisSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 21, 2018
Alexander Evan ScottSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 22, 2018
Stephanie D BemererSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 21, 2018
Andrew Roy StoutSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 27, 2018
Michael C CoatesSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 27, 2018
Britton RileySimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 22, 2018
Kurtis Andrew PolacekSimply Money Advisors otherRedhawk Wealth Advisors, Inc. otherOtherNov 6, 2017Apr 24, 2018 (169 d)
Amy R BenderSimply Money Advisors otherUBS Financial Services Inc. wirehouseOtherAug 26, 2016Sep 13, 2016
Misty BusamSimply Money Advisors otherUBS Financial Services Inc. wirehouseOtherFeb 9, 2016Jan 29, 2019 (1085 d)
Julie Lynn SeifertSimply Money Advisors otherLincoln Investment otherOtherNov 24, 2014Feb 12, 2015 (80 d)
Dennis Ray HorrSimply Money Advisors otherFaith Financial Advisors, Inc. state registeredOtherSep 17, 2013Aug 2, 2013
Sandra Faith HallSimply Money Advisors otherFaith Financial Advisors, Inc. state registeredOtherSep 17, 2013Aug 2, 2013
Jerry SnyderSimply Money Advisors otherOsaic Wealth, Inc. otherOtherJul 3, 2012Oct 27, 2009
Jeffrey R FosterSimply Money Advisors otherRetirement Strategies, Ltd. no RAUMOtherJul 3, 2012Jul 2, 2012
James A LindnerSimply Money Advisors otherOsaic Wealth, Inc. otherOtherJul 3, 2012Oct 21, 2009
Mary WinchSimply Money Advisors otherOsaic Wealth, Inc. otherOtherMay 16, 2012Jul 10, 2012 (55 d)
Donna D'Angelo MorrallSimply Money Advisors otherClear Waters Financial Network LLC state registeredOtherJan 19, 2012Feb 17, 2025 (4778 d)
David Robert HoltzSimply Money Advisors otherFirst Allied Advisory Services, Inc. otherOtherJul 31, 2007Jun 26, 2007
Robert Henry JergerSimply Money Advisors otherLPL Financial LLC otherOtherAug 9, 2006Nov 25, 2011 (1934 d)
Kevin G AddingtonSimply Money Advisors otherChase Investment Services Corp. otherOtherNov 5, 2004Aug 1, 2008 (1365 d)
Peter Lawrence MooneySimply Money Advisors otherWs Griffith Securities, Inc. unclassifiedOtherSep 23, 2003Sep 26, 2003
Thomas Francis DowdSimply Money Advisors otherWs Griffith Securities, Inc. unclassifiedOtherSep 23, 2003Dec 2, 2003 (70 d)
Christian John GarofaloSimply Money Advisors otherWs Griffith Securities, Inc. unclassifiedOtherSep 23, 2003Sep 26, 2003
Kenneth Wayne JonesSimply Money Advisors otherNew England Securities Corporation otherOtherSep 23, 2003Aug 23, 2005 (700 d)
Andrew Lee ArehartSimply Money Advisors otherEquitable Advisors, LLC national BDOtherAug 25, 2003Jul 17, 2003
Page 1 of 1
28 moves match.