DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Putnam Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Roger Diaz | Putnam Investment Management, LLC other | Tcw Investment Management Company LLC other | Other | Nov 4, 2002 | Jan 22, 2003 (79 d) |
| Jeffrey Migneault | Putnam Investment Management, LLC other | Edward Jones national BD | Other | Nov 4, 2002 | Jan 20, 2017 (5191 d) |
| Jason Paul Young | Putnam Investment Management, LLC other | Capital Client Group, Inc. no RAUM | Other | Jun 18, 2002 | May 20, 2013 (3989 d) |
| Jeffrey M Miller | Putnam Investment Management, LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 22, 2002 | Dec 10, 2014 (4615 d) |
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184 moves match.