DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Onedigital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew James GulsethOnedigital otherCreative Planning Institutional Advisors, LLC institutionalOtherDec 31, 2014Dec 22, 2021 (2548 d)
Jeffrey Howard NesselOnedigital otherPersonal Financial Group otherOtherDec 31, 2014Jun 17, 2016 (534 d)
Timothy D JansenOnedigital otherWaddell & Reed otherOtherNov 5, 2014Nov 5, 2014
Mark Edward HoweOnedigital otherFrontier Wealth Management, LLC otherOtherMay 20, 2013Jun 4, 2013
Robin BurgeOnedigital otherFirst Trust Advisors LP otherOtherNov 13, 2012Jul 30, 2012
Thomas Richard WrightOnedigital otherFinancial Telesis, Inc. otherOtherAug 31, 2011Jan 6, 2012 (128 d)
Alana Denney ScottOnedigital otherMariner otherOtherApr 16, 2009May 13, 2009
Chad Allen BoazOnedigital otherAmeriprise Financial Services, LLC national BDOtherNov 11, 2005Dec 16, 2005 (35 d)
Page 4 of 4Previous
188 moves match.