DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Steele Capital Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Michael DietzelSteele Capital Management, Inc. independent RIANations Financial Group, Inc. independent RIARIA to RIAMar 25, 2022Mar 29, 2022
Kevin Joseph TimmermanSteele Capital Management, Inc. otherCreative Planning otherOtherSep 29, 2017Oct 4, 2017
Adam David SchwallierSteele Capital Management, Inc. otherMosaic Planners And Advisors unclassifiedOtherAug 15, 2017Apr 2, 2021 (1326 d)
Thomas Austin HannonSteele Capital Management, Inc. otherBalefire, LLC mixed wealthOtherAug 9, 2017Jun 8, 2020 (1034 d)
Guy R WaymanSteele Capital Management, Inc. otherFrontier Investment Management Co otherOtherJan 5, 2017Mar 8, 2017 (62 d)
Timothy John Van PeltSteele Capital Management, Inc. otherMadison Investment Advisors, LLC mixed wealthOtherJan 4, 2016Mar 20, 2023 (2632 d)
Christian Sherman WathenSteele Capital Management, Inc. otherAdvice And Planning Services BD affiliatedOtherJun 6, 2014Dec 23, 2020 (2392 d)
Mary Lynne PatchSteele Capital Management, Inc. otherTrademark Capital Management Inc otherOtherFeb 10, 2012Mar 14, 2012 (33 d)
Patrick Thomas BradleySteele Capital Management, Inc. otherWhalen Capital, Inc. independent RIAOtherOct 25, 2010Apr 13, 2004
Kerry Richard WhalenSteele Capital Management, Inc. otherOn Investment Management Co otherOtherOct 25, 2010Aug 27, 2013 (1037 d)
Steven L PromSteele Capital Management, Inc. otherWealthspire Retirement Advisory institutionalOtherJul 21, 2010Jan 11, 2018 (2731 d)
Gregory David TimmermanSteele Capital Management, Inc. otherUvest Financial Services Group, Inc. unclassifiedOtherFeb 24, 2009Feb 25, 2009
Paul Alan HancockSteele Capital Management, Inc. otherHancock Financial, LLC unclassifiedOtherAug 1, 2005Apr 24, 2007 (631 d)
Kevin John SnowSteele Capital Management, Inc. otherEquity Design Advisors, LLC unclassifiedOtherDec 9, 2004Apr 11, 2005 (123 d)
William Patrick ZoromskiSteele Capital Management, Inc. otherEquity Design Advisors, LLC unclassifiedOtherDec 9, 2004Apr 11, 2005 (123 d)
Lee Alan DuckworthSteele Capital Management, Inc. otherCapital Wealth Management, LLC otherOtherAug 30, 2004Aug 5, 2011 (2531 d)
Michael Charles MollerSteele Capital Management, Inc. otherNfp Advisor Services, LLC otherOtherAug 26, 2004Jul 1, 2004
James Edward BeySteele Capital Management, Inc. otherNfp Advisor Services, LLC otherOtherAug 26, 2004Mar 29, 2004
Peter James AlofsinSteele Capital Management, Inc. otherCapital Wealth Management, LLC otherOtherAug 26, 2004Aug 5, 2011 (2535 d)
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19 moves match.