DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cabot Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Warren HeathCabot Wealth Management independent RIACerity Partners LLC independent RIARIA to RIAMar 15, 2021Nov 2, 2021 (232 d)
Dennis Carl WassungCabot Wealth Management otherEssex Private Wealth Management LLC otherOtherOct 25, 2016Jan 30, 2017 (97 d)
Ashley Rochelle McharrieCabot Wealth Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 23, 2014Feb 7, 2015 (46 d)
Kathleen Kelly MealeyCabot Wealth Management otherSensible Money, LLC otherOtherJan 30, 2014Mar 19, 2014 (48 d)
Lester SatlowCabot Wealth Management otherMeridian Wealth Management, LLC unclassifiedOtherFeb 17, 2011Jan 6, 2012 (323 d)
Michael Charles KozakCabot Wealth Management otherEast Coast Asset Management, LLC otherOtherAug 19, 2010Sep 2, 2010
Thomas Christopher VautinCabot Wealth Management otherNew England Private Wealth Advisors, LLC otherOtherMay 5, 2010May 20, 2010
Matthew Howard McphailCabot Wealth Management otherSentinel Pension Advisors, LLC. otherOtherSep 16, 2004Apr 10, 2006 (571 d)
James R FemiaCabot Wealth Management otherSentinel Pension Advisors, LLC. otherOtherAug 2, 2004Jun 25, 2004
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9 moves match.