DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from F500 Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Phillip Scott VigilF500 Advisory Services, Inc. otherPacific Specialty Investment Group, LLC no RAUMOtherDec 23, 2016Jan 29, 2016
Scott Michael ParentF500 Advisory Services, Inc. otherInnovative Capital Management unclassifiedOtherJul 1, 2016Feb 7, 2001
Robert Lansing HicksF500 Advisory Services, Inc. otherOsage Pacific Advisors, Inc. state registeredOtherJun 21, 2016May 17, 2018 (695 d)
Christopher John RhodesF500 Advisory Services, Inc. otherPacific Specialty Investment Group, LLC no RAUMOtherJun 14, 2016Feb 12, 2025 (3165 d)
John Joseph KosticF500 Advisory Services, Inc. otherTurner Financial Group, Inc. independent RIAOtherJan 14, 2016Jun 12, 2026 (3802 d)
John Radford ComptonF500 Advisory Services, Inc. otherAsset Management Strategies, Inc. otherOtherOct 16, 2015Feb 27, 2016 (134 d)
Ronald GrimmF500 Advisory Services, Inc. otherBridge Advisory LLC otherOtherJul 16, 2015Jul 22, 2015
Stephen Paul BeckerF500 Advisory Services, Inc. otherHorter Investment Management, LLC otherOtherJun 16, 2015Jun 16, 2015
Rana MaidaF500 Advisory Services, Inc. otherEdelman Financial Services, LLC otherOtherMar 24, 2015Mar 1, 2016 (343 d)
Tammy Nguyen LeeF500 Advisory Services, Inc. otherBridge Advisory LLC otherOtherNov 14, 2014Jan 30, 2015 (77 d)
Scott David WerlingF500 Advisory Services, Inc. otherAriston Wealth Management, L.P. otherOtherJun 1, 2012Sep 5, 2012 (96 d)
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11 moves match.