DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Roosevelt Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adam Jonathan SheerRoosevelt Investments independent RIACorient independent RIARIA to RIAOct 17, 2024Feb 17, 2023
Robert Lawrence MeyerRoosevelt Investments independent RIACorient independent RIARIA to RIAOct 17, 2024Feb 17, 2023
John Scott RoscoeRoosevelt Investments independent RIACorient independent RIARIA to RIAMay 23, 2024Feb 17, 2023
Timothy Eric HermannRoosevelt Investments independent RIACorient independent RIARIA to RIAJul 19, 2023Feb 17, 2023
Corie Evan GabrielRoosevelt Investments independent RIACorient independent RIARIA to RIAJul 19, 2023Feb 24, 2023
John William SokolowskiRoosevelt Investments independent RIACorient independent RIARIA to RIAJun 23, 2023Feb 24, 2023
Dominick LombardiRoosevelt Investments independent RIACorient independent RIARIA to RIAJun 23, 2023Feb 17, 2023
Izabela HallettRoosevelt Investments otherWilliam Blair & Company L.L.C. otherOtherAug 12, 2016Aug 8, 2014
Michael Edward MaitnerRoosevelt Investments otherCalamos Advisors LLC otherOtherAug 12, 2016Sep 20, 2017 (404 d)
Stephen Gaylord HalleyRoosevelt Investments otherWestend Advisors, LLC otherOtherJul 26, 2016Jul 28, 2016
Steven KleinerRoosevelt Investments otherJ.P. Morgan Securities LLC wirehouseOtherJul 26, 2016Apr 3, 2017 (251 d)
Joseph None FaragiRoosevelt Investments otherThe Faragi Group state registeredOtherNov 8, 2011Jun 10, 2026 (5328 d)
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12 moves match.