DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Howard Financial Services, Ltd.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ross Austin MorrowHoward Financial Services, Ltd. independent RIAQuotient Wealth Partners, LLC independent RIARIA to RIAAug 28, 2026Aug 11, 2026
Shaun Michael DowlingHoward Financial Services, Ltd. independent RIASendera Wealth Advisors state registeredRIA to a state-registered adviserOct 24, 2024Jan 9, 2025 (77 d)
Jesus Roberto TorresHoward Financial Services, Ltd. independent RIAIrc Wealth independent RIARIA to RIANov 1, 2022Jan 18, 2023 (78 d)
Charles Martin ThomasHoward Financial Services, Ltd. independent RIASfmg Wealth Advisors independent RIARIA to RIAApr 8, 2022May 3, 2022
Jennifer Hill WaughHoward Financial Services, Ltd. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 10, 2021Jan 14, 2022 (126 d)
Abigail Phillips HaslingHoward Financial Services, Ltd. independent RIAHc Financial Advisors Inc independent RIARIA to RIAApr 22, 2019May 22, 2019
Lance Douglas JamersonHoward Financial Services, Ltd. independent RIAWestshore Wealth independent RIARIA to RIAFeb 8, 2019Jan 26, 2019
Allison G GeigerHoward Financial Services, Ltd. otherHeritage Financial Planning otherOtherSep 4, 2014Aug 28, 2014
Michael Kenneth BabcockHoward Financial Services, Ltd. otherLegacy Consulting Group otherOtherJul 31, 2014Dec 2, 2014 (124 d)
William Cole SagerHoward Financial Services, Ltd. otherFirst Command Advisory Services BD affiliatedOtherDec 5, 2013Apr 2, 2018 (1579 d)
Jeremy Joseph HudsonHoward Financial Services, Ltd. otherRgt Wealth Advisors otherOtherMar 26, 2013Mar 20, 2015 (724 d)
Harry Nathan WardHoward Financial Services, Ltd. otherCimarron Wealth Management, LLC state registeredOtherMar 26, 2013Jun 26, 2015 (822 d)
Ross Christopher MorganHoward Financial Services, Ltd. otherCambridge Investment Research Advisors, Inc. otherOtherJun 5, 2012Jun 6, 2012
Mario Brian BaroneHoward Financial Services, Ltd. otherLPL Financial LLC otherOtherNov 18, 2009Nov 18, 2009
William Knowis KaiserHoward Financial Services, Ltd. otherFisher Investments otherOtherNov 30, 2007Jul 16, 2003
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15 moves match.