DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Homrich Berg

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Butler HallHomrich Berg independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 29, 2021Nov 8, 2021
William Lee MehserleHomrich Berg independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankAug 31, 2021Aug 22, 2022 (356 d)
Justin John GilletteHomrich Berg independent RIABluerock Wealth Management, LLC independent RIARIA to RIAFeb 8, 2021Mar 5, 2021
John Colmore BeaneHomrich Berg independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2019Oct 10, 2019 (115 d)
Kerstin Anne WilesHomrich Berg independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 22, 2018Mar 28, 2022 (1253 d)
James Colin SturgisHomrich Berg independent RIASignaturefd, LLC independent RIARIA to RIAMay 30, 2018Jun 7, 2018
Amelia Clifford OstensonHomrich Berg otherMariner Independent independent RIAOtherFeb 26, 2018Oct 7, 2025 (2780 d)
James K UnderwoodHomrich Berg otherNova Wealth Management Group, LLC otherOtherFeb 24, 2015Apr 26, 2015 (61 d)
Jamie Underwood StolzHomrich Berg otherTandemgrowth Financial Advisors, LLC otherOtherAug 6, 2013Jul 8, 2014 (336 d)
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9 moves match.