DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Afam Capital, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Duncan Creed | Afam Capital, Inc. independent RIA | Venturi Private Wealth independent RIA | RIA to RIA | Nov 5, 2018 | Nov 2, 2018 |
| John Buckingham | Afam Capital, Inc. independent RIA | Northcoast Asset Management LLC independent RIA | RIA to RIA | Nov 5, 2018 | Nov 16, 2018 |
| Jason R Clark | Afam Capital, Inc. independent RIA | Northcoast Asset Management LLC independent RIA | RIA to RIA | Nov 5, 2018 | Nov 27, 2018 |
| Vito Antonio Sciaraffia | Afam Capital, Inc. independent RIA | Innealta Capital asset manager | Other | Nov 5, 2018 | Jul 11, 2018 |
| Christopher Douglas Taylor | Afam Capital, Inc. independent RIA | Northcoast Asset Management LLC independent RIA | RIA to RIA | Nov 5, 2018 | Nov 27, 2018 |
| Nicholas Austin Bowers | Afam Capital, Inc. independent RIA | Innealta Capital asset manager | Other | Jun 12, 2018 | Jul 11, 2018 |
| Duane Robert Mattson | Afam Capital, Inc. other | Dimensional Fund Advisors LP other | Other | May 15, 2012 | May 17, 2012 |
Page 1 of 1
7 moves match.