| Kirby Lee Zeller | Investacorp Advisory Services Inc other | LPL Financial LLC other | Other | Jun 6, 2006 | May 31, 2006 |
| Kathryn Louise Fitzgerald | Investacorp Advisory Services Inc other | Brookstreet Securities Corporation unclassified | Other | Dec 31, 2005 | Jan 9, 2006 |
| Christopher Panos Kamnitsis | Investacorp Advisory Services Inc other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Dec 31, 2005 | Sep 26, 2007 (634 d) |
| Martin Lawrence Hearn | Investacorp Advisory Services Inc other | Securities America Advisors, Inc. other | Other | Sep 30, 2005 | Aug 3, 2005 |
| Frank Reid Hartsfield | Investacorp Advisory Services Inc other | Bb&T Asset Management, Inc. unclassified | Other | Mar 23, 2005 | Mar 4, 2005 |
| Joseph Donald Frank | Investacorp Advisory Services Inc other | Usallianz Securities, Inc. unclassified | Other | Dec 31, 2004 | May 10, 2005 (130 d) |
| Timothy John Bourdon | Investacorp Advisory Services Inc other | Commonwealth Financial Network national BD | Other | Dec 31, 2004 | Apr 4, 2005 (94 d) |
| Thomas Lyle Kehoe | Investacorp Advisory Services Inc other | Transamerica Financial Advisors, LLC other | Other | Nov 5, 2004 | Nov 5, 2004 |
| Ronald Lawrence Myers | Investacorp Advisory Services Inc other | Myers Financial Services, Inc. unclassified | Other | Jun 9, 2004 | Mar 29, 2004 |
| Carol Marie Sherr | Investacorp Advisory Services Inc other | Brooks Financial Advisory Group,Inc. state registered | Other | Jun 3, 2004 | Apr 8, 2004 |
| Michael Ira Gaer | Investacorp Advisory Services Inc other | Gaer Financial Group, Inc unclassified | Other | Dec 31, 2003 | May 12, 2004 (133 d) |
| Spencer Jay David | Investacorp Advisory Services Inc other | Integrated Wealth Services, Inc unclassified | Other | Dec 31, 2003 | Nov 13, 2003 |
| Donald Alan Mercurio | Investacorp Advisory Services Inc other | Fsc Securities Corporation other | Other | Nov 24, 2003 | Oct 28, 2003 |
| Mark Gus Mckimmins | Investacorp Advisory Services Inc other | Fsc Securities Corporation other | Other | Sep 24, 2003 | Sep 9, 2003 |
| Eva Valentine | Investacorp Advisory Services Inc other | Medallion Advisory Services, LLC unclassified | Other | Jul 30, 2003 | Apr 14, 2008 (1720 d) |
| Mark William Petro | Investacorp Advisory Services Inc other | Independent Advisers Group Corp other | Other | Jul 22, 2003 | Aug 4, 2003 |
| Collin Dee Lafollette | Investacorp Advisory Services Inc other | Money Concepts Advisory Service other | Other | May 6, 2003 | Jun 17, 2005 (773 d) |
| James S Boys | Investacorp Advisory Services Inc other | Creative Financial Designs, Inc. other | Other | May 5, 2003 | May 14, 2003 |
| William Raymond Tennant | Investacorp Advisory Services Inc other | Advisors Financial Group unclassified | Other | Apr 17, 2003 | Apr 28, 2003 |
| Scott Alan Johnson | Investacorp Advisory Services Inc other | Klaas Financial Asset Advisors, LLC. other | Other | Mar 14, 2003 | Apr 29, 2002 |
| Gary Daniel Love | Investacorp Advisory Services Inc other | Klaas Financial Asset Advisors, LLC. other | Other | Jan 28, 2003 | Jul 15, 2002 |
| Wendell Breneman Stewart | Investacorp Advisory Services Inc other | Compass Financial Management LLC independent RIA | Other | Oct 28, 2002 | Dec 19, 2024 (8088 d) |