DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Richard P. Slaughter Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Joseph Diplacido | Richard P. Slaughter Associates, Inc. independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 22, 2025 | Jan 2, 2026 (72 d) |
| Robert Miles Tabor | Richard P. Slaughter Associates, Inc. independent RIA | Worth Financial Group Inc. independent RIA | RIA to RIA | Sep 25, 2025 | Aug 27, 2025 |
| John David Pritchett | Richard P. Slaughter Associates, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 19, 2021 | Mar 16, 2021 (56 d) |
| Kyle Patrick Wasson | Richard P. Slaughter Associates, Inc. independent RIA | Inside Edge Capital Management, LLC state registered | RIA to a state-registered adviser | Jun 28, 2019 | Jan 27, 2023 (1309 d) |
| Stephen Kenneth Levy | Richard P. Slaughter Associates, Inc. other | Birdrock Wealth other | Other | Aug 15, 2006 | Dec 14, 2006 (121 d) |
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5 moves match.