DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Management Network Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Arnold Tickel | Financial Management Network Inc independent RIA | Futu Wealth Advisors, Inc. no RAUM | Other | Jun 17, 2024 | Oct 4, 2022 |
| Timothy James Merwin | Financial Management Network Inc independent RIA | Voya Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2022 | Dec 8, 2022 (48 d) |
| Robert Pagliarini | Financial Management Network Inc independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Feb 7, 2018 | Feb 24, 2026 (2939 d) |
| Ryan Matthew Maroney | Financial Management Network Inc other | Anchor Capital other | Other | Feb 1, 2017 | Feb 1, 2017 |
| Bart Adrian Zandbergen | Financial Management Network Inc other | Optivest, Inc. other | Other | Dec 8, 2016 | Jan 12, 2017 (35 d) |
| Rory Jacob Dale Hart | Financial Management Network Inc other | Level Four Advisory Services other | Other | Dec 8, 2016 | Jun 29, 2016 |
| John Joseph Link | Financial Management Network Inc other | Level Four Advisory Services other | Other | Dec 8, 2016 | Sep 30, 2016 |
Page 1 of 1
7 moves match.