DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bailard, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Joseph Gregory Mendoza | Bailard, Inc. independent RIA | Brio Financial Group independent RIA | RIA to RIA | Aug 5, 2026 | Sep 17, 2026 (43 d) |
| Ryan W Cole | Bailard, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jan 4, 2022 | Mar 21, 2022 (76 d) |
| Janet Dara Walker | Bailard, Inc. independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Nov 8, 2021 | Jul 10, 2026 (1705 d) |
| Minnie Yao Sanford | Bailard, Inc. other | B|O|S other | Other | May 9, 2013 | Jun 14, 2013 (36 d) |
| Michelle Espiritu Soto | Bailard, Inc. other | B|O|S other | Other | Mar 6, 2012 | Mar 20, 2012 |
| Brett W Berry | Bailard, Inc. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Oct 18, 2004 | Jun 29, 2011 (2445 d) |
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6 moves match.